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Audit Manager Broker Dealer Jobs in New York, NY - Hiro

Browse 13+ Audit Manager Broker Dealer in New York, NY roles from companies hiring right now. Updated daily as new jobs land on Hiro. Salaries range from $0K to $0K based on listed pay.

13 Audit Manager Broker Dealer roles in New York, NY

Sorted by most recently posted.

Icapital logo

Enterprise Coverage and Business Development, Broker Dealer - Senior Vice President / Managing Director

Icapital · New York, NY

$200K–$240K/yr

Compliance
2w ago
Icapitalnetwork logo

Enterprise Coverage and Business Development, Broker Dealer - Senior Vice President / Managing Director

Icapitalnetwork · New York, NY

$200K–$240K/yr

Compliance
2w ago
Broadridge logo

Head of Product Management - Bank Broker Dealer

Broadridge · New York, NY

ComplianceSAFe
3w ago
Capital One logo

Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)

Capital One · New York, NY

$121K–$138K/yr

ComplianceDocumentation
3w ago
Nb logo

Manager - Funds Client Services & Support (Dealer Services)

Nb · New York, NY

$125K–$150K/yr

ComplianceDocumentationExcel+2
4w ago
Houlihan Lokey logo

Investment Banking Senior Associate/Vice President - Broker-Dealer & Capital Markets

Houlihan Lokey · New York, NY

RoutingWaterfall
4w ago
Drivewealth logo

Head of Broker Dealer Compliance

Drivewealth · New York, NY

ComplianceDocumentationLeadership
4w ago
Icapitalnetwork logo

Enterprise Coverage and Client Management, Broker Dealer - Associate / Assistant Vice President

Icapitalnetwork · New York, NY

$85K–$135K/yr

4w ago
Drivewealth logo

Managing Director, Broker Dealer FINOP

Drivewealth · New York, NY

$200K–$235K/yr

Compliance
1mo ago
Clearstreet logo

Director - Swap Dealer Regulatory Finance

Clearstreet · New York, NY

ComplianceDocumentationRisk Management
1mo ago
Tradeweb logo

Vice President Dealer Sales and Relationship Manager

Tradeweb · New York, NY

$110K–$210K/yr

ComplianceMove
1mo ago
Td Bank logo

VP Broker Dealer Regulatory Reporting

Td Bank · New York, NY

ClassificationCompliance
2mo ago
Galaxydigitalservices logo

Analyst, Sales & Trading (US Equities/Options Broker-Dealer)

Galaxydigitalservices · New York, NY

BlockchainComplianceGenerative AI+1
2mo ago

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Audit Manager Broker Dealer Jobs in New York, NY (13+ Open Positions) - Hiro