Compliance Manager - Retail Trading Platform
External
Efinancialcareers · London, UKPrepare for this interview
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About the role
You'll provide independent oversight, advisory support and constructive challenge across financial promotions and wider business activity. You'll work closely with marketing, product and commercial teams - helping them deliver compliant, customer-focused communications at pace, without losing sight of regulatory expectations. This is a role for someone who enjoys being close to the business and influencing outcomes, rather than operating purely as a gatekeeper.
Responsibilities
- Review and approve financial promotions in line with FCA requirements (Consumer Duty, COBS, FSMA)
- Provide clear, pragmatic compliance advice across campaigns, digital content and client communications
- Partner with stakeholders on new products, product changes and strategic initiatives
- Balance regulatory requirements with commercial objectives and risk appetite
- Support improvements to financial promotions governance, controls and processes
- Deliver guidance and training to enhance first-line understanding and reduce rework
- ? About You
- 5-8 years' compliance experience within financial services
- Strong background in financial promotions review and approval
- Detailed knowledge of UK regulatory requirements (FCA, Consumer Duty, COBS)
- Experience working in fast-paced, commercially driven environments
- Confident communicator with the ability to challenge and influence stakeholders
- Commercially aware, pragmatic, and solutions-focused
- Why Apply?
- Join a globally recognised, FTSE 250 organisation with significant growth ambitions
- Work in a highly collaborative, forward-thinking compliance function
- Opportunity to shape and influence financial promotions strategy and standards
Additional Information
MERJE are delighted to be supporting this leading global FinTech in their search for a Compliance Manager to join their established team. This is a fantastic opportunity to join a high-performing online trading platform which combines scale, innovation, and strong commercial momentum.
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