Director EMEA Compliance Control Room Manager

Responsibilities

• Oversee the development and implementation of a comprehensive Conflicts of Interest, Insider List, Watch List, MNPI, Wall Crossing, Treeing and Restrict List management framework (CCR related tasks) across all EMEA business lines.
• Act as the primary contact for all CCR related task management and advisory compliance matters within the region, ensuring consistent application of policies and procedures.
• Exercise delegated authority from the EMEA Head of Advisory to make decisions regarding CCR staff management, policy development, GRL oversight, and workflow optimisation.
• Support the EMEA Head of Advisory by providing expert guidance on complex regulatory issues and stepping in as needed to ensure seamless operations.
• Collaborate closely with compliance teams throughout EMEA to educate business units on regulatory requirements and best practices related to CCR activities.
• Assist in formulating international CCR policies and standards while contributing to the evolution of a Global Control Room function.
• Deliver clear advice, guidance, and constructive challenge to business stakeholders on regulatory compliance matters with particular focus on risk identification, escalation protocols, and issue resolution.
• Draft, review, and update internal policies and procedures as required to reflect evolving regulations or organisational needs.
• Provide targeted training sessions for front office staff on regulatory conduct matters relevant to CCR responsib

Benefits

Additional Information

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. MUFG, one of the world's most respected and established financial groups, is seeking a Director EMEA - Compliance Control Room Manager to lead its EMEA Control Room function from London. This high-profile opportunity places you at the heart of regulatory compliance for both MUFG Bank and MUFG Securities EMEA plc, offering direct exposure to senior leadership and a pivotal role in shaping the compliance landscape across the region. As part of a global network with over 150,000 employees and a legacy spanning more than three centuries, MUFG offers an environment where your expertise will be valued and your professional growth supported. You will benefit from working within a culture that prizes integrity, transparency, and responsibility, while enjoying the challenge of building out robust frameworks and policies that underpin MUFG's commitment to being the world's most trusted financial partner. The role promises not only significant influence but also the chance to collaborate with talented colleagues across multiple jurisdictions, all within an organisation dedicated to long-term relationships and sustainable growth. Take on a highly visible leadership position managing compliance control room activities for both banking and securities businesses across EMEA, reporting directly to regional and international heads. Join MUFG's globally renowned team in London, contributing to a culture built on fairness, transparency, and shared success while developing frameworks that support business integrity. Enjoy opportunities for professional development within a supportive environment that values teamwork, knowledge sharing, and responsible decision-making at every level.

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