Officer 2, Operational Compliance

Responsibilities

• You will execute Anti-Money Laundering (AML) and Know Your Customer (KYC) processes, including reviewing documentation for completeness, processing standard investor onboarding files, and ensuring data accuracy throughout the client intake process
• You will manage FATCA/CRS documentation requirements by validating FATCA classifications, verifying Global Intermediary Identification Numbers (GIINs) against IRS records, and processing periodic reviews to maintain regulatory compliance
• You will monitor compliance requirements and deadlines, perform basic risk assessments, and maintain comprehensive regulatory documentation to support organizational compliance objectives
• You will prepare regulatory reports, maintain tracking systems, and document compliance findings to ensure accurate record-keeping and audit readiness
• You will provide client support by handling routine inquiries, maintaining regulatory communication, and following established escalation procedures for complex compliance matters
• Educational Background: - Degree holder in law or any other equivalent qualification. Should be ACAMS orientated
• Professional Experience: - Minimum 2 years' experience - Experience in a similar role would be an advantage
• Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders - including our employees, clients, and local communities - while also reducing our impact on our natural environment.
• We're committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success leads to our sustainability and success. We're emotionally invested in our clients right from the beginning.

Benefits

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Company Intel

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