General Counsel

Responsibilities

• Regulatory and Market Advisory
• Serve as the firm's principal legal advisor on trading, market conduct, and securities regulation across MAS, SFC, SEC/CFTC/FINRA, and FCA frameworks.
• Advise business leadership on market access, exchange memberships, clearing arrangements, and cross-border trading structures.
• Lead regulatory engagement including inquiries, filings, and enforcement actions, maintaining strong relationships with key regulators.
• Corporate and Transactional Work
• Oversee legal support for fund formation, M&A, joint ventures, seed investments, and strategic transactions.
• Manage entity formation, licensing, and operational buildouts across trading, R&D, and investment operations.
• Negotiate critical documentation including LPAs, ISDAs/CSAs, prime brokerage, and execution agreements.
• Intellectual Property, Employment, and Dispute Management
• Direct the firm's IP protection strategy, covering proprietary code, data, and research outputs.
• Advise on employment and partner-level matters, including restrictive covenants and IP protections on exit.
• Manage disputes and regulatory proceedings in collaboration with top-tier external counsel.
• Governance and Compliance Oversight
• Lead the Legal & Compliance Department, including internal counsel, compliance officers, and operational support staff.
• Supervise regional compliance functions to maintain independence of regulated entities (including Singapore LFMC).
• Oversee and coordinate outsourced compliance providers to ensure global consistency and effective risk management.
• Advise the partnership and board on governance, profit-sharing, and fiduciary structures.
• Collaborate with finance and tax counsel to align tax and transfer pricing execution with operational design.
• External Counsel and Provider Management
• Build and manage relationships with leading law firms and compliance service providers across jurisdictions.
• Establish a disciplined, cost-efficient panel structure with consistent performance oversight.
• Candidate Profile
• Required Qualifications
• LL.B., J.D., or equivalent; admitted to practice in Hong Kong, Singapore, New York, or England & Wales.
• Minimum 12 years of post-qualification experience, including meaningful in-house experience in a hedge fund, proprietary trading firm, investment bank, or asset manager.
• Deep knowledge of securities regulation, derivatives, fund formation, or financial services M&A.
• Demonstrated success in managing relationships with financial regulators (e.g., MAS, SFC, SEC, FCA).
• Proven leadership in building and managing cross-border legal and compliance teams.
• Professional proficiency in English and Mandarin.
• Preferred Experience
• Prior in-house experience at a quantitative hedge fund, HFT firm, or market maker.
• Experience handling IP, trade secret, or data-related matters in financial services.
• Familiarity with structures spanning Mainland China, Hong Kong, Singapore, and the United States.

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