Chief Compliance Officer

About the role

This person will play a key role in ensuring the firm's adherence to regulatory requirements, maintaining a robust compliance program, and fostering a culture of ethical business practices. This position requires a deep understanding of SEC, FINRA and state regulations governing RIAs, Broker Dealers, strong analytical skills, and the ability to adapt to a dynamic and evolving regulatory landscape. We're excited to hire this role at Range's Headquarters in McLean, VA. All of our positions follow an in-office schedule Monday through Friday, allowing you to collaborate directly with your team. If you're not currently based in the area but love what you see, let's discuss relocation as part of your journey to joining us. What you'll do with us Develop, implement, and maintain the firm's compliance program in line with government regulations. Monitor and enforce adherence to policies, procedures, and regulatory requirements. Conduct internal audits and risk assessments to ensure regulatory compliance. Oversee filings, disclosures, and reporting obligations with the appropriate government entities (SEC, FINRA, IRS, etc) Lead compliance training programs for employees and management. Serve as the primary liaison with regulatory bodies, auditors, and legal counsel. Investigate and resolve compliance issues, ensuring timely and appropriate corrective action. Stay current on regulatory changes and advise the leadership team on potential impacts. Maintain compliance-related records, systems, and documentation. What will set you apart 12+ years of compliance experience, preferably in an SEC-registered investment advisor and/or a FINRA registered Broker Dealer Strong understanding of SEC rules and regulations, including the Investment Advisers Act of 1940. Experience leading and scaling compliance programs in a tech-forward environment. Proven ability to interact with regulators and external auditors. Strong analytical, problem-solving, and decision-making skills. Excellent communication and interpersonal skills to lead training and collaborate with teams. Bachelor's degree required; JD or relevant certification (e.g., IACCP) preferred. Series 7 and Series 24 required.

Benefits

Additional Information

Range is creating AI-powered solutions to eliminate financial complexity for our members. We're transforming wealth management through the perfect blend of cutting-edge technology and human expertise. We're obsessed with member experience! We've built an integrated platform that tackles the full spectrum of financial needs-investments, taxes, retirement planning, and estate management-all unified in one intuitive system. Backed by Scale, Gradient Ventures and Cathay Innovations, we're in hyper-growth mode and looking for exceptional talent to join our starting lineup. Every Ranger at this stage is shaping our culture and way of life-from former CEOs and startup founders to experts from leading hedge funds and tech companies. If you're ready to build something that truly matters in financial services, bring your talent to Range. Here, you'll make a genuine impact on how people manage their financial lives while working alongside a team that celebrates wins, makes big decisions, and blazes new trails together.

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