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Securities Financing Transaction Reporting Specialist

External
fca logoFca · London, UK
Part-timeHybrid5d ago
SQL
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Responsibilities

  • Leading our review of SFTR reporting policy, bringing practical experience and insight to guide policy development
  • Leading engagement with market participants on a range of policy and supervisory initiatives, including data quality remediation activities and thematic work
  • Contributing to the long-term harmonisation of UK MiFID, EMIR and SFTR reporting policy requirements
  • Responding to queries from market participants on SFTR reporting
  • Providing technical support and advice to users of SFTR data
  • Supporting horizontal supervisory work across UK MiFID, EMIR and SFTR
  • Skills required
  • Minimum:
  • Deep, demonstrable expertise in Securities Financing Transaction reporting, including reporting obligations, data fields, reconciliation processes and common data quality issues
  • Essential:
  • Ability to exercise sound judgement in ambiguous or novel situations, making timely and well‑evidenced decisions
  • Excellent written and oral communication skills, with the ability to explain complex regulatory policy issues clearly to both technical and non‑technical audiences
  • Strong interpersonal skills and the ability to lead work collaboratively across teams and disciplines
  • Experience supervising or working directly with firms involved in securities financing activities (e.g. repos, securities lending, margin lending)
  • Experience working with large regulatory datasets, including building and reviewing SQL‑based queries to support supervisory investigations

Benefits

25 days annual leave plus bank holidaysHybrid model where employees work a minimum of 40% in the office each month (expectation of 50% for senior leaders). Changing from September to a minimum of 50% in the office each month (expectation of 60% for Directors and Executive Directors)Non-contributory pension (8-12% depending on age) and life assurance at eight times your salaryPrivate healthcare with Bupa, income protection, and 24/7 Employee Assistance35 hours of paid volunteering annuallyA flexible benefits scheme designed around your lifestyleFor a full list of our benefits, and our recruitment process as a whole visit our benefits page .Our values & cultureIf you require any adjustments due to a disability or condition, your recruiter is here to help - reach out for tailored support.We welcome diverse working styles and aim to find flexible solutions that suit both the role and individual needs, including options like part-time and job sharing where applicable.Disability Confident: our hiring approachUseful information and timelineAdvert Closing: 30th June at 11:59pmCV Review/Shortlist: 2nd JulyInterviews: w/c 13th JulyYour Recruiter will discuss the process in detail with youHealth insuranceVision insuranceFlexible schedule

Additional Information

Job Title: Securities Financing Transaction Reporting Specialist Division: Market Oversight Department : Market Oversight, Data & Intelligence Salary: National (Edinburgh and Leeds) ranging from £53,800 to £71,000 and London from £59,200 to £78,000 (salary offered will be based on skills and experience) This role is graded as: Senior Associate - Regulatory Your recruitment contact is Riley riley.fox@fca.org.uk. Applications must be submitted through our online portal. Applications sent via social media or email will not be accepted. About the FCA and team We regulate financial services firms in the UK, to keep financial markets fair, thriving and effective. By joining us, you'll play a key part in protecting consumers, driving economic growth, and shaping the future of UK finance services. Enforcement & Market Oversight (EMO) is responsible for the FCA's responsibilities for market monitoring, delivery of the functions of the UK Listing Authority (UKLA) and the investigation and prosecution of misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals. Sitting within the Market Oversight Directorate, the Market Oversight Data and Intelligence (MODI) Department, formed in 2024, drives data-led regulation by delivering specialist services, intelligence, and casework across UK markets, supporting innovation, insight, and effective oversight through advanced analytical and technical capabilities.

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