Compliance Advisor - Lending

Responsibilities

• Provide guidance on applicable laws, regulations, and internal policies to identify and assess existing and emerging compliance risks, including regulatory change implementations, to evaluate mitigating controls, and to facilitate effective and timely risk remediation through action plan oversight
• Conduct ongoing reviews of regulatory developments to identify and assess their impact on business operations, and support implement ation necessary changes to ensure compliance with applicable laws and regulations, and work with business units to ensure that controls effectively mitigate risks
• Provide accurate records of compliance activities and a ssist in the development, review, and enhancement of compliance policies, procedures , and governance frameworks
• Continuously assess the impact of control deficiencies for assigned business units to , identify compliance issues , assess root causes, escalate concerns as necessary , and establish appropriate action plans to facilitate effective and timely risk remediation
• Assist in th e periodic preparation of management, board, and regulatory reporting, regulatory filings , notifications, and responses to audits and regulatory examinations .
• Maintain a current knowledge of consumer protection laws, regulations, emerging risks , and how they impact Frost products, processes, systems, and internal controls
• Support compliance training initiatives by developing and delivering guidance to employees on regulatory obligations and best practices
• Always take action using Integrity, Caring, and Excellence to achieve all-win outcomes

Requirements

• Bachelor's degree in Business Administration, Finance, Accounting, in a related field, or equivalent experience
• 3+ years of relevant experience in compliance
• Demonstrated ability to interpret and assess risks and their potential impact to lines of business
• Demonstrated ability to prioritize risks and create the appropriate action plan to mitigate risks effectively
• Demonstrated knowledge of applicable laws and regulations
• Basic understanding of how the Compliance department functions to support the Bank
• Proven ability to collaborate and establish partnerships with non-technical stakeholders
• Proven ability to interpret laws and regulations to disseminate information in non-technical terms
• Additional Preferred Skills:
• CRCM, CFIRS, or equivalent professional certification

Benefits

Additional Information

Job Description It's about giving people a sense of security. Are you described as someone with an inquisitive mind and a thirst for knowledge? Do you enjoy identifying potential risk and finding a solution? If so, being a Compliance Advisor with Frost could be for you. At Frost, it's about more than a job. It's about having a flourishing career where you can thrive, both in and out of work. At Frost, we're committed to fostering an environment that reflects our values and encourages team members to be the best they can be. In joining our adaptable, integrity-driven team, you'll become part of Frost's over 150-year legacy of providing unparalleled financial services.

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