Analyst, Compliance (1-Year Contract)

Responsibilities

• Perform trade surveillance function and routine compliance reviews.
• Perform control room and business monitoring functions.
• Perform AML-related reviews and support.
• Support appointed representatives and product teams on routine compliance and business conduct matters.
• Review of product related marketing and training materials.
• Administration of e-learning on compliance related training.

Requirements

• Bachelor degree in Accountancy, Business Administration or relevant discipline/ qualifications.
• 2-3 years of audit or compliance experience in the financial industry preferred.
• Keen interest to have an exposure in compliance experience in the financial services industry.
• Knowledge in Securities and Futures Act, Financial Advisors Act and/or Anti-Money Laundering will be an advantage.
• Strong analytical skills and detailed oriented.
• Possess good interpersonal and communication skills.
• Ability to work within an environment with high pressure on timelines and quality of deliveries, both independently and as a team.
• Fresh graduates are also welcome to apply.
• We regret to inform only shortlisted candidates will be notified.
• Merries Employment LLP
• EA Licence No: 14C7362
• Posting Personnel: Jasmine Chew
• EA Personnel Registration No: R1769441

Additional Information

Our client is looking for a dynamic and driven Compliance Analyst to join the team. This is a contract role with the possibility of converting to a permanent position.

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Company Intel

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