Associate, Compliance and Oversight - 12month FTC

Responsibilities

• You'll play a vital role in protecting the strength and reputation of the Lloyd's market. Working across corporate members and third‑party capital providers, you'll help ensure we meet our regulatory, governance and trustee responsibilities - clearly, consistently and confidently.
• You'll:
• Deliver compliance reviews across membership and third‑party capital provider applications and lifecycle activity
• Carry out quality control, assurance and high‑risk investigations, including sanctions and PEPs
• Monitor regulatory and statutory risk indicators and act early when something doesn't look right
• Manage complaints, non‑compliance and off‑boarding processes with care and professionalism
• Maintain accurate compliance data, reporting and MI
• Support compliance and financial crime training across the market
• Build trusted relationships with members, agents, brokers and internal teams
• Improve how we work by strengthening controls, processes and systems

Requirements

• You don't need to know everything on day one. But you'll bring curiosity, sound judgement and a commitment to getting things right.
• You'll likely have:
• Experience working in a regulated environment
• Strong analytical skills and great attention to detail
• Confidence interpreting rules, policies and regulatory requirements
• The ability to manage multiple priorities and deadlines
• Clear, professional and inclusive communication skills
• Experience handling complex queries and stakeholder relationships
• A continuous improvement mindset
• Knowledge of Lloyd's regulatory, trustee or membership frameworks is valuable. Experience in compliance, financial crime or risk and control environments will help you thrive.
• An ICA qualification (or studying towards one) is preferred - but not essential.
• By choosing Lloyd's, you'll be part of a team that brings together the best minds in the industry, and together with our underwriters and brokers, we create innovative, responsive solutions allowing us to share risk and solve complex problems.
• Should you require any additional support with your application, or any adjustments, please click the following link;
• https://cleartalents.com/apply/lloyds-msa1645695881
• Please note, clicking on this link does not register your application for the vacancy

Benefits

Additional Information

Lloyd's is the world's leading insurance and reinsurance marketplace. We share the collective intelligence and risk sharing expertise of the market's brightest minds , working together for a braver world. Our role is to inspire courage, so tomorrow's progress isn't limited by today's risks. Our shared values: we are brave; we are stronger together; we do the right thing; guide what we do and how we act. If you share our values and our passion to build a future that's more sustainable, resilient and inclusive, you'll find a home at Lloyd's - build a braver future with us.

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