Senior Associate, Regulatory Compliance
External
Iqeq · 111 Connaught Road Central, Hong KongFull-timeOn-siteToday
Compliance
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Responsibilities
- Responsibilities (how we will measure success)
- Tasks (what does the role do on a day-to-day basis)
- You'll act as the primary client liaison, delivering compliance consultancy services, handling inquiries, and ensuring client satisfaction and regulatory adherence
- You'll conduct regulatory research and provide timely advisory on SFC rules, updates, and compliance requirements
- You'll prepare and manage SFC licensing applications, regulatory filings, FRR submissions, and other required reports and disclosures
- You'll perform compliance monitoring reviews, KYC processes, and lead client meetings with clear reporting and actionable updates
- You'll monitor liquidity and capital positions, assess financial impacts, and coordinate with auditors, legal teams, regulators, and other stakeholders on compliance matters
- Other
- Perform any additional tasks as directed by the Associate Director to support the team and enhance client services.
Benefits
Comprehensive remuneration: Motivating financial packages based upon market rates for your role and are proportionate to your qualifications, level of experiences and skills profileWellbeing: Additional social benefits such as Medical and Dental insurance coverage on your Day 1 with 2 dependents covered and group life and accident insuranceAnnual leave: All our employees are entitled to 25 days paid leaveHybrid working arrangement: We recognize the value of working flexibly and are keen to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangementsSupport and development: We will ensure you have the right training, tools and development plan to grow and improve your skills every dayAbout you:You demonstrate strong analytical skills, attention to detail, sound judgment, and the ability to solve complex regulatory compliance issuesYou communicate regulatory information clearly and effectively while managing multiple priorities in a fast-paced environment with a results-oriented mindsetYou embody key behaviors such as ownership, resilience, positivity, proactivity, and collaboration, aligned with core valuesYou hold a Bachelor's degree in Law, Accounting, Finance, or a related field, with prior experience in financial services compliance and knowledge of Hong Kong regulatory frameworksYou are proficient in MS Office, fluent in English and Cantonese, and capable of working under pressure, meeting deadlines, and engaging effectively in client-facing and team-based environmentsOUR COMMITMENT TO YOU AND THE ENVIRONMENTSustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders - including our employees, clients, and local communities - while also reducing our impact on our natural environment.We're committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success lead to our sustainability and success. We're emotionally invested in our clients right from the beginning.Dental insuranceVision insuranceFlexible scheduleEquity / stock options
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