KYC Senior Analyst

Requirements

• Functional / Technical Competencies:
• Strong KYC end to end knowledge for Low, Medium and High risk clients [E]
• STRONG Communication skills both WRITTEN and VERBAL to interact with Clients/RMs/Sales and other stakeholders [E]
• Attention to detail is essential [E]
• Technical knowledge of various Client types & their structure such as Financial Institution, Securities, Corporates, Bank, Foundations, Trust, Charity, Joint ventures and Special Purpose Vehicle etc. [E]
• Work Experience:
• Person should have a bachelor's degree in any stream [E], any certification/diploma in AML/KYC domain would be an added advantage.
• Minimum 4 years' and plus experience in AML Compliance & KYC preferably within the financial services industry with experience conducting EDD on foreign financial institutions. [D]
• Experience reviewing comprehensive documents like complex ownership structures and Wolfsberg Questionnaires, various organizational documents like MOA/AOA COI etc. [E]
• Strong working knowledge of AML/Sanctions laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing

Benefits

Additional Information

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world. With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career. Join MUFG, where being inspired is expected and making a meaningful impact is rewarded. Position Detail : This individual will be responsible for conducting periodic KYC reviews/New Business Onboarding/Ad-hoc review for all MUFG Bank and MUFG Securities booking to EMEA region, these are primary Financial Institution, Banks, Corporates, and Individual customers (existing & new business relationships). The role will require to perform customer Due Diligence based on the required regulatory standards, including, Screening (Bribery, Corruption, Adverse Media & Sanctions), Regulatory classification and other suitability assessments like risk and enhance due diligence based on scenario. The individual will work under MESI leadership to ensure effective and time bound due diligence is completed on cases within required SLA. Roles and Responsibilities: Individual will be responsible to conduct Know Your Customer ("KYC") Operations services including Customer Due Diligence ("CDD") for New to Bank or Existing Clients based on standard operating procedures ("SOP"), Operating manuals ("OM") as defined by the local, regional, and global FC Teams. These responsibilities include, but are not limited to providing support in conducting, the items listed below as per SOPs and may be amended from time to time: Customer Due Diligence ("CDD") and Enhanced Due Diligence ("EDD") profile production for Head Office and other Global branches / affiliates/Corporates/Financial institution/Funds/Bank/individuals. Checking client information through publicly / internally available sources which ae sourced by analyst. Prepare & check the KYC questionnaire, emails or calls with Client for outreach process Checking screening performed by analyst in accordance with Bank policy and escalate true hits to Adverse Findings Complete & review CDD and EDD profiles to a pre-determined review schedule in a timely manner Act as Subject Matter expert in providing guidance on first level escalation or exception scenarios Responsible for some of the key top tier Clients or Front Office Desks basis the business requirements Assist the business where changes occur to existing customer profiles, by taking appropriate actions (i.e., Event Driven Reviews, administrative triggers, escalations) Complete relevant Identification, Verification and Bribery/Corruption checks for prospective transactions for existing or new to bank Clients to identify potential reputational, business, PEP (Politically Exposed person) , adverse media hits and Sanction risks etc. Liaise and connect directly with Clients, Sales, Relationship Manager, onshore teams and Local Account Officer within Client management and KYC teams and assist where appropriate. Timely and proactive escalation and resolution of issues, working closely with local and regional management Drive to build knowledge within the Anti-Money Laundering sector and to understand the rationale for underlying policy requirements. Drive minor ad hoc projects or remediations where necessary and assist other members of the team as required Job Requirements:

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