Urgent !!! Compliance Manager (MAS, SGX, IPO)

Responsibilities

• Compliance & Regulatory
• Oversee the firm's compliance function and ensure adherence to MAS, SGX, CSRC, and other regulatory requirements.
• Develop, review, and update compliance policies, procedures, and internal controls.
• Manage regulatory reporting, regulatory filings, audits, and engagements with MAS, SGX, and external auditors.
• Monitor regulatory developments and implement necessary compliance changes.
• Conduct compliance training, maintain compliance registers, and oversee data protection and outsourcing governance.
• Business Support
• Review client onboarding, AML/CFT screening, and suspicious transaction reporting.
• Review legal agreements and corporate finance submissions (IPO, RTO, placements, underwriting).
• Conduct internal compliance reviews and advise management on regulatory risks and best practices.
• Support cross-functional projects and provide compliance guidance to business units.
• Corporate Secretarial
• Coordinate Board meetings, prepare resolutions and meeting documentation.
• Maintain corporate governance documents, Delegation of Authority (DOA), and Terms of Reference (TOR).
• Manage corporate insurance renewals and support corporate secretarial and governance matters as required.

Requirements

• Degree / Diploma in Law, Finance, Accountancy, Business, or equivalent
• Minimum 3-5 years of relevant experience in the investment banking or capital market industry
• Prior exposure to corporate finance transactions (e.g. IPOs, RTOs, M&A) or Catalist sponsorship work is strongly preferred
• Experience in compliance, audit, legal, or a front-office corporate finance role with compliance involvement will be considered
• Familiarity with SGX listing rules, MAS licensing requirements, and capital markets regulations is highly advantageous
• Able to work autonomously with sound judgment and minimal supervision
• Strong understanding of or keen interest in corporate finance deal flows, sponsor obligations, and regulatory framework governing MAS licensed entities in Singapore
• High level of integrity, with the confidence to voice opinions and escalate issues appropriately
• Strong interpersonal and communication skills; ability to engage senior stakeholders and cross-functional teams
• Team player and keen to assume additional responsibilities and participate in new initiatives
• HOW TO APPLY:
• Interested applicants, kindly send your resume in MS WORD format to dicksern@trustrecruit.com.sg or please click on " Apply Now" and provide the below details in your resume.
• Last drawn salary
• Expected salary
• Notice period
• Reason for leaving
• We regret only shortlisted candidates will be notified.
• Important Note: Trust Recruit Pte Ltd is committed to safeguarding your personal data in accordance with the Personal Data Protection Act (PDPA).
• Please read our privacy statement on our corporate website www.trustrecruit.com.sg.
• Trust Recruit Pte Ltd
• EA License No: 19C9950
• EA Personnel: Lim Dick Sern (Dick Sern)
• EA Personnel Reg No: R22106832

Additional Information

Highlights: Permanent job opportunity 5 days work week, normal office working hour Great remuneration & benefits Great career progression Location: CBD

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