Senior Compliance Officer
External
Trading212 · Czech RepublicFull-timeRemoteToday
ComplianceStrategic Planning
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Responsibilities
- Assist with day-to-day compliance in line with regulatory, legal, and internal policy requirements
- Perform risk assessments in relation to compliance risks
- Draft, modify, and implement company policies, procedures, and handbooks to reflect regulatory changes and business needs
- Assist in drafting compliance reports to the CNB
- Serve as the primary point of contact for CNB supervisory matters, including managing correspondence, regulatory enquiries, and on-site inspections
- Prepare and submit periodic regulatory reports to the CNB within statutory timeframes
- Own and operate the Branch's client complaints handling framework in line with ZPKT and MiFID II requirements
- Conduct and maintain the compliance monitoring programme, performing periodic reviews and reporting findings to the Head of Compliance
- Ensure all client-facing materials comply with Czech language requirements and applicable regulatory obligations
- Liaise with auditors during compliance audits and examinations
- Assist in the function's strategic planning and decision making
- What you need to have
- Bachelor's degree in Law, Finance, Economics, or a relevant field
- Knowledge of Czech capital markets law (ZPKT), CNB decrees, and applicable EU regulations (MiFID II/MiFIR)
- Experience in a compliance function within an investment firm, bank, or capital markets entity; familiarity with MiFID II compliance monitoring and regulatory reporting is strongly preferred
- Native or fluent Czech and professional English proficiency - both are essential for CNB correspondence, regulatory submissions, and HQ alignment
- Excellent written and verbal communication skills
- Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
- Ability to work both independently and collaboratively
- A drive for excellence and a continuous improvement mindset
Benefits
A unique opportunity to be part of the team building our presence in the Czech Republic from the ground upChallenging projects with high impact on our international growthCollaboration with a team of smart, driven, and supportive high-performersA flexible, idea-friendly culture that values ownership and initiativeCompetitive remuneration packageAre you ready to accelerate your career with us? We'd love to hear from you!We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools.You may withdraw this consent or exercise your data protection rights at any time by contacting us.Vision insuranceFlexible schedule
Additional Information
Purpose of Role To ensure the Branch operates in full compliance with Czech capital markets law, applicable EU regulations, and T212's group-wide compliance framework, under the supervision of the Czech National Bank (CNB).
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