Senior Manager, Operational Risk Management, Risk

Requirements

• At least 5 years' experience working in an Operational Risk role with 2 - 3 years' experience in Technology Risk Assessment / control testing role
• Previous work experience in Operational/Technology Risk consulting (Big 4 audit - PWC, KPMG, Deloitte, E&Y) or in financial services institutions (ideal)
• CISA CRISC preferable but not mandatory
• Good interpersonal and stakeholder management skills, ability to liaise with different counterparties including senior management
• Good project planning and time management skills, proactive, diligent and detail minded
• Excellent written and spoken English and competent in written Chinese and spoken Mandarin preferred
• Master Degree holder in Finance, Business or related discipline
• Proficient in Excel / Macro /SQL / Python etc. will be a definitely advantage.
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Additional Information

Key Areas of Responsibilities Identification of operational loss events through analysis of company data; escalation of these events or patterns of events within the ORM team and to CRO Assist in Business Continuity Planning, Disaster Recovery and Crisis Management activities for the CLSA group Assisting in preparing key risk indicator reports to be distributed to management using a wide variety of company data sources (ranging from business operational data sources to technology data sources). Assisting in annual organizational risk & control self-assessment program (CSOX); working with all business units to identify business risks; identify controls to manage those risk; develop test cases to ensure controls are operating effectively; work with the business units to implement action plans to address control deficiencies; and to report progress to management Assisting in the investigation of significant operational and technology risk events (including events with financial impact, reputational impact, or regulatory impact) Assisting in the management of policy exceptions approval/renewal process Assisting in coordinating technology risk assessment, planning, coordination and communication with key IT stakeholders. Assisting in review of key risks and controls, track mitigation plan, ensure follow up and closure of action items Assisting in various reporting and liaison with CITICS Operational Risk Management team Advising first line of defense in operational and technology risk related matters Assisting in governance and oversight of End User Computing tools used across the group As the role develops, the candidate will have the opportunity to be involved in the following: Review of key organizational products and projects across CLSA, to ensure a robust control framework is maintained; and Review of ORM and TRM policies and training Implement ORM and TRM framework to newly established/joined departments and offices Represent ORM and TRM in governance meetings and working groups

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