Compliance Officer -Wealth compliance

Responsibilities

• To support onshore Compliance CIB Teams located in EMEA, AMER and APAC regions in their KYC onboarding/recertification following escalation made by the business. The position will consist in working closely with 1LOD business teams (CEFS) and Compliance KYC onshore teams.
• With support from senior team members,
• Manage and review escalation form, completeness of local add-on collection, consistency of data submitted by 1LOD
• Bounce back any KYC file to DDT when documents are missing or data inconsistent
• Analyse the Escalation form and double check analysis performed by DDT
• Analyse the file and assess financial security risk posed by the client relationship.
• Fill out the Compliance Assessment Form to coordinate CPL decisions with secondary sites
• Based on client data and analysis performed, create a proposal of CPL opinion and liaise with onshore teams for validation and presentation in B&C and CAC
• Update KYC file in internal tools such as Fenergo and GCARS with all supporting documentation
• And contribute to other tasks as directed by the India CoE KYC Compliance management team.
• To thrive in this role, you need to have:
• Technical & Behavioural Competencies
• Relevant experience in AML/CFT/KYC in financial institutions with a particular focus on corporate and investment banking activities
• A good understanding of corporate & investment banking activities including but not limited to structured finance, cash management, correspondent banking, global markets, shipping, aviation, project finance and securities businesses
• Good general knowledge of international AML standards and principles, with strong familiarity with local AML regulations; preferred qualification a certification from CAMS, ICA, or other international equivalent
• Strong interpersonal skills, a flexible and collaborative team-oriented approach to problem-solving and an ability to work in a fast-paced, rapidly changing environment
• Attention to detail and an investigative and questioning nature
• Hands-on work style, with the ability to work independently to carry out projects
• Possess extensive research skills to aid in establishing and/or validating required information and documentation
• Ideally be familiar with use of KYC screening tools
• Proactive and alert to AML/CFT/sanctions risks
• Analytical mindset and with an eye for accurate details
• Good written and oral English skills.
• Computer literacy and a good knowledge of standard computer software e.g. Microsoft Office and able to learn and utilise specialist applications.
• Academic qualifications and certifications:
• University graduate
• Minimum 7 years of KYC/FS Compliance experience
• Microsoft Outlook, MS Excel, Word and PowerPoint Organized and meticulous
• Workplace type :
• About NTT DATA
• Equal Opportunity Employer
• Third parties fraudulently posing as NTT DATA recruiters
• NTT DATA

Benefits

Additional Information

Make an impact with NTT DATA Join a company that is pushing the boundaries of what is possible. We are renowned for our technical excellence and leading innovations, and for making a difference to our clients and society. Our workplace embraces diversity and inclusion - it's a place where you can grow, belong and thrive. Your day at NTT DATA India CoE Compliance Hub enables safeguarding the Group's reputation and mitigating the risks across all business lines by supporting the Compliance functions globally. Currently, the India CoE Hub is structured into divisions aligned with the areas they serve, offering services for Group Compliance COO TOP, trade surveillance, electronic communications monitoring, transversal risk management, personal account dealing, MIS, and project support. The team collaborates closely with business partners worldwide.

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