Senior Manager, MLCO & CO
External
Iqeq · Admiral Park, St Peter Port, GgFull-timeOn-siteToday
Compliance
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Responsibilities
- Organising and executing the IQ-EQ Compliance Monitoring Programme and working with the MLRO to enhance the IQ-EQ AML and CFT Policies, Procedures and Controls
- Handling requests and queries from regulators/auditors/third party auditors
- Responding to business internal queries, for example, those relating to the Handbook for Countering Money Laundering and Financing of Terrorism (the Handbook), Sanctions or Group Compliance PPC's etc
- Preparation of quarterly/periodic Board reports
- Establish a rolling audit/review of the risks of the business to include the examination of entities, preparing reports of the findings for quarterly Board meetings and the HRCRC as required
Benefits
Comprehensive remuneration: Motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profilePension Scheme: Generous employer contribution with the ability to allow and increase employee contributionsWellbeing: Additional social benefits such as private health and dental cover, life assurance, discounted gym membership, eye test and corporate GPAnnual leave: All our employees are entitled to 25 days paid leave, plus all UK public holidays. Enhanced maternity and paternity, including shared parental leave and adoption leaveFlexible working: We recognise the value of working flexibly and is keen to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangementsSupport and development: We will ensure you have the right training, tools and development plan to grow and improve your skills every dayABOUT YOUYou have a professional qualification such as ICA or an equivalent certification, demonstrating expertise in complianceYou have strong compliance management experience, ideally within private wealth or funds environmentsYou have sound knowledge of the Guernsey financial services industry and its regulatory frameworkYou have prior experience holding prescribed regulatory roles, such as Money Laundering Compliance Officer (MLCO)You have the ability to apply your regulatory knowledge and experience to manage compliance responsibilities effectivelyOUR COMMITMENT TO YOU AND THE ENVIRONMENTSustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders - including our employees, clients, and local communities - while also reducing our impact on our natural environment.We're committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success lead to our sustainability and success. We're emotionally invested in our clients right from the beginning.Health insuranceDental insuranceFlexible scheduleEquity / stock optionsParental leave
Additional Information
As Senior Compliance Manager and MLCO/CO for IQ-EQ (Guernsey) Limited, this role is pivotal in driving a strong culture of regulatory compliance across the business. It holds overall responsibility for ensuring adherence to applicable laws and standards, while proactively protecting the organisation from financial crime risks, including fraud, money laundering, terrorist financing, and proliferation financing, and safeguarding its reputation.
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