Senior Manager - Financial Crime Advisory

About the role

LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a dedication to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It's how we've contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services - and our open-access model - we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 65 countries across EMEA, North America, Latin America and Asia Pacific. We employ 25,000 people globally, more than half located in Asia Pacific. LSEG's ticker symbol is LSEG. Our People People are at the heart of what we do and drive the success of our business. Our values of Integrity, Partnership, Excellence and Change shape how we think, how we do things and how we help our people fulfil their potential. We embrace diversity and actively seek to attract individuals with unique backgrounds and perspectives. We break down barriers and encourage teamwork, enabling innovation and rapid development of solutions that make a difference. Our workplace generates an enriching and rewarding experience for our people and customers alike. Our vision is to build an inclusive culture in which everyone feels encouraged to fulfil their potential. We know that real personal growth cannot be achieved by simply climbing a career ladder - which is why we encourage and enable a wealth of avenues and interesting opportunities for everyone to broaden and deepen their skills and expertise. As a global organisation spanning 65 countries and one rooted in a culture of growth, opportunity, diversity and innovation, LSEG is a place where everyone can grow, develop and fulfil your potential with meaningful careers. Purpose of the role Financial Crime Lead for the Post Trade and Digital Markets sectors of the Business, sitting within the broader Financial Crime Advisory team. The role will also include the holding of an SMF17 position for the regulated entities within these business areas. The role will sit in the Group Financial Crime 2LOD function, and work closely with partners across our Post Trade and Digital Markets businesses, to drive and ensure financial crime compliance and accountability. Role will also be responsible for regulatory reporting, and the monitoring and external reporting of suspicious activity.

Responsibilities

• Oversight of entities' compliance with AML & broader Financial Crime legislation
• Holder of Senior Management Function (SMF17) for Money Laundering under the Senior Manager & Certification Regime.
• Accountable for oversight of compliance with the Group's policies and procedures for countering the risk that the firm may be used to foster Financial Crime.
• Monitoring, review and external submission of SARs.
• Regulatory reporting to external regulators and bodies on Financial Crime matters.
• Reporting to the Entities' Boards, Risk Committees and Senior Management providing transparency, partner concern and oversight of FC matters.
• Contact point for FC matters, risk events and higher risk scenarios.
• Oversight of Financial Crime risk assessments to ensure appropriate identification and impact assessment of FC risk within the entities; and assess effectiveness of controls and policies in mitigating risk.
• Oversight of Financial Crime Operations and monitoring and reporting of MI, KRIs and critical metrics to senior collaborators.
• Representing FC at internal risk committees, board meetings, steering committees and new product committees to ensure appropriate consideration of FC risk.
• Provide expert FC Compliance advice to stakeholders based on understanding of legislation, regulatory expectation, risk mitigation and appetite.
• Promote of Financial Crime Compliance and awareness within the entities and across the Group.
• Develop and manages relationships with key internal and external partners including central control functions (Risk, Legal, Internal Audit), Financial Crime Operations, and relevant regulatory bodies.
• Ensure timely identification, analysis and impact assessment of key regulatory, legislative and geopolitical developments and ensure financial crime risk assessments, policies and procedures are updated accordingly.
• Work with key business partners to ensure compliance with FC policy and processes and understand local systems and controls.

Requirements

• Significant knowledge and experience in the understanding and application of applicable regulatory and legal requirements across Financial Crime
• Demonstr

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