Senior Manager, Compliance (ETF)

About the role

Reporting directly to Head of Compliance, Greater China ex Taiwan, this position serves as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region. The role is expected to work independently and acts as the primary point of contact for ETF‑related regulatory matters, ensuring high‑quality and commercially aligned compliance support to the business while maintaining strong regulatory engagement with key authorities. The incumbent is responsible for overseeing ETF regulatory obligations, driving the interpretation and implementation of regulatory changes, and ensuring adherence to applicable laws, exchange requirements, and internal compliance standards. The role also collaborates closely with regional and global Compliance teams to promote consistent standards, while maintaining a high level of professional independence and sound judgment in supporting the growth and integrity of the ETF platform. Responsibilities of the role: Serve as the primary compliance contact for ETF matters in for APAC region, including regulatory engagement with Hong Kong Stock Exchange (HKEx), SFC and/or other relevant APAC regulators. Manage ETF-related regulatory filings, reports, enquiries and notifications to relevant stock changes and/or other relevant regulatory bodies in HK/APAC. Provide compliance advice to business units on new ETF initiates, product launches, distribution, marketing activities, operational changes and internal/external stakeholders queries, ensuring alignment with local regulatory requirements and group standards. Provide compliance oversight for ETF product lifecycle events, including new listings, index changes, structural amendments, and fund terminations in APAC. Liaise with relevant stakeholders on compliance considerations relating to benchmark methodologies and disclosures. Serve as ETF Compliance subject matter expert for APAC, leading the Compliance Teams to provide compliance advice to the business and oversee the due-diligence framework for on authorized participants (APs), market makers, custodians, administrators, and other ETF‑related outsourced service providers, ensuring appropriate controls, governance, and regulatory expectations are met. Provide compliance guidance on ETF-related market structure matters, including trading halts, liquidity support mechanisms, creation/redemption processes, and secondary market activity, ensuring alignment with regulatory requirements and internal policies. Support governance over AP/market maker interactions, liquidity arrangements, and secondary‑market conduct from a regulatory compliance perspective. Monitor ETF-related market trends and regulatory developments across Hong Kong and the APAC region, and deliver training on updates to laws, guidelines, and regulatory requirements, if appropriate. Lead the communication, interpretation, and implementation of regulatory changes affecting ETF offerings, distribution, and operational processes Develop, establish and maintain ETF- relevant compliance policies and procedures to ensure business operations and practice are consistent with regulatory requirements and group policies. Provide updates and reports on relevant compliance matters to Global Compliance, board and management committees on ETF compliance matters. Support Head of Compliance, Greater China ex Taiwan, in maintaining an effective, risk-based compliance framework. Undertake compliance responsibilities beyond ETF coverage, as directed by the by Head of Compliance, Greater China ex Taiwan or Regional Head of Compliance, APAC, to support broader Compliance team needs. Participate in ad-hoc compliance initiatives, and regional / global compliance projects and other compliance duties as assigned. Requirement for the Role: Degree in Accounting/Finance/Law or related disciplines Minimum of 8-10 years relevant compliance experience in the financial services industry, with strong exposure to ETFs and/or asset management. Strong working knowledge of SFC regulations, Hong Kong Listing Rules, and ETF‑related regulatory fra

Benefits

Additional Information

About Invesco As one of the world's leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco. What's in it for you? Our people are at the very core of our success. Invesco employees get more out of life through our comprehensive compensation and benefit offerings including: Generous annual leave plus f lexible paid time off Hybrid work schedule Learning and development programs Health & wellbeing benefits Parental Leave benefits Employee stock purchase plan (if applicable in your region) Job Description

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