AML Internal Audit Supervisor

Responsibilities

• Execute third line Internal Audit testing focused on AML programs
• Perform validation and testing of MRAs, MRIAs, and regulatory Consent Orders, including assessment of remediation design and operating effectiveness
• Conduct walkthroughs, testing, and documentation across core AML areas, including: AML governance and risk assessments
• Transaction monitoring
• KYC / CDD / EDD
• Prepare clear, well‑supported audit workpapers and testing documentation in accordance with internal audit standards
• Summarize findings and testing results to support audit conclusions and reporting
• Coordinate with client Compliance, Audit, and Risk teams to obtain evidence and clarify responses
• Provide limited day‑to‑day guidance to junior staff on assigned workstreams, as needed
• Required Qualifications
• Minimum 10 years of combined experience in AML and Internal Audit
• Mandatory experience in the third line of defense (Internal Audit)
• Direct experience validating MRAs, MRIAs, and regulatory Consent Orders
• Prior experience working at or auditing large, global banking institutions
• Strong understanding of AML regulatory expectations and control frameworks
• Ability to work independently in a highly regulated environment
• Strong written and verbal communication skills

Requirements

• Professional certifications such as CIA, CAMS, or CISA
• Prior consulting or public accounting experience
• Experience supporting large‑scale regulatory remediation efforts
• RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California, please click here for additional information.

Additional Information

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally. There's no one like you and that's why there's nowhere like RSM. Position Summary RSM is seeking an Internal Audit Supervisor to support AML‑focused engagements within our Global Banking Practice. This role requires strict third line of defense experience and hands‑on involvement validating MRAs, MRIAs, and regulatory Consent Orders at large, complex global banking institutions. The Supervisor will execute AML internal audit and validation workstreams, produce high‑quality workpapers, and support issue assessments under the direction of Audit Managers and Directors.

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