Compliance Professional

Responsibilities

• Engaging wit h employee s at all levels, providing policy interpretation and guidance and supporting development and delivery of training and awareness resources
• Analyzing data and producing reporting worthy of C-Suite executives and Regulators
• Providing oversight of compliance risks, controls and processes raising potential concerns to manager and recommending innovative and practical resolutions

Requirements

• Bachelor's Degree or equivalent work experience
• 2+ years of related experience preferably in ethics, compliance, risk management, investments or regulatory
• Proven experience with personal investment related transactions and securities
• Comprehensive understanding of enterprise risk management in the financial services industry and the inter-connectivity of risks is preferred
• Advanced Microsoft proficiency, especially Excel and PowerPoint
• Knowledge of StarCompliance pre-clearance, preferred
• Keys to Success in this Role:
• Attention to detail and ability to manage processes, with strong organizational, project and program management skills
• Excellent collaborator and strong communicator, engage inclusively and timely escalate issues or seek direction as needed
• Adaptable with an eagerness to learn and take on challenging activities
• Current Freddie Mac employees please apply through the internal career site.
• CA Applicants: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.
• Time-type:Full time
• FLSA Status:Non-Exempt
• Freddie Mac offers a comprehensive total rewards package

Benefits

Additional Information

At Freddie Mac, our mission of Making Home Possible is what motivates us, and it's at the core of everything we do. Since our charter in 1970, we have made home possible for more than 90 million families across the country. Join an organization where your work contributes to a greater purpose. Position Overview: Freddie Mac is seeking a self-st arter who is passionate about compliance with securities regulations to join our dedicated Ethics team. Do you want your work to be m eaningful and m ake an impact in the housing industry? We make home possible for millions of Americans and we recognize that good et hi cs is good for business! The ideal candidate has experience monitoring emp loyee trading at a large financial institu tion, broker/d ealer or registered investment advisor. This person will support the administration and enhancement of Pers onal Investment Policy controls, includ ing operationalizing the StarCompliance pre-clearance and monitoring platform, eng aging with the divisions on risk and contro ls activities. Our Compliance team is redesigning and refining its program within a three lines of defense risk framework . Come join our dy namic team and contribute to Freddie Mac's mission to #makehomepossible! Our Impact: The Ethics team within the Compliance department is responsible for development, implementation and evalua tion of a variety of programs that support the ethics and culture initiatives, including: Providing oversight to ensure compliance risk related to Conservator obligations, laws and regulations is identified, addressed and mitigated Providing advisory services, and effective challenge to First Line of Defense (1LoD) on risks that could impact Freddie Mac Collaborating and coordinating within Enterprise Risk Management to provide a comprehensive view and a lens into the inter-connectivity of risks

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