Group Compliance Officer
External
Fusion Consulting · North LondonPrepare for this interview
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Responsibilities
- Maintaining and updating compliance registers
- Booking Yearly AML Training and ensuring the other offices are doing so
- Carrying out staff training and awareness
- Monitoring AML software and chasing clients to ensure the AML has been completed
- Chasing clients who have not completed AML
- Review KYC files for new and existing clients, including identity verification, risk assessment, and document collection
- Perform periodic reviews of existing clients to ensure accurate and up-to-date information
- Monitor and identify suspicious activities, report to the Board of Directors, and assist in investigations and resolutions
- Participate product compliance design and development process, in line with regulatory requirements
- Perform Transaction Laundering Investigations
- Assist in Monthly Management Information (MI) for reporting financial crime activities to the board of directors
- Desired Skills and Experience
- 2-3 years of demonstrable experience in a role with AML and KYC responsibilities
- Familiarity with UK and international AML and financing regulations
- Good understanding of medium to high-risk clients and what actions need to be taken
- Excellent communication and coordination skills, able to work efficiently in a cross-departmental environment
- Strong analytical and problem-solving abilities, with independent thinking and judgment
- Detail-oriented, responsible, and able to execute tasks with a strong sense of teamwork
Benefits
Additional Information
[FCCO0526] Group Compliance Officer Due to extensive growth, Fusion Consulting Group is looking to recruit a Group Compliance Officer who will be based out of head office in Finchley, North London. Fusion Consulting Group is a rapidly growing, multi-disciplinary professional services firm with subsidiaries spanning Tax, Accounting, Legal, Financial Services, Executive Recruitment, and Fractional CFO Services. We deliver an integrated suite of advisory solutions to entrepreneurial businesses and private clients across the UK and internationally. Job Summary As the Group Compliance Officer, you will be responsible for reviewing new onboarding applications and managing KYC cycles, as well as monitoring AML (Anti-Money Laundering) activities, ensuring that our clients and business operations comply with relevant regulations and policies. You will be responsible for implementing, and maintaining robust compliance frameworks and policies, supporting our various teams of advisors. You will keep up to date with industry compliance regulations and ensure the group's operations are in line with relevant requirements, collaborate closely with clients and other departments to maintain high standards of regulatory compliance and promote a culture of awareness across all of the group's operations.
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