Risk Management Manager

Responsibilities

• Develop and enhance risk measurement policies, procedures and metrics.
• Enhance risk reporting with new ideas gathered from research, best practices, and knowledge.
• Lead operational and regulatory audits (i.e. NASD/SEC, FINRA, Sarbanes Oxley).
• Required Qualifications
• 3-5 years of relevant experience
• Bachelor's degree or equivalent

Requirements

• Microsoft Power Platform experience
• Strong analytical, organizational, and time management skill
• Strong ability to lead, partner, and influence across all leadership levels
• Excellent written and verbal communication skills
• Ability to drive results and meet deadlines to reduce risks
• Must be able to work independently
• Demonstrated people leadership experience, either through direct leadership or coaching/mentoring roles.
• Strong internal and external relationship management skills.
• Excellent analytical capabilities and interpersonal skills.
• Broker dealer/risk management experience.
• In-Office Collaboration
• Visa Sponsorship
• Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
• Base Pay Salary
• Full-Time/Part-Time
• Full time
• Exempt/Non-Exempt
• Exempt
• Job Family Group
• Business Support & Operations
• Line of Business
• CLEAR Clearing
• Ameriprise Financial is an equal

Benefits

Additional Information

About Our Company We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Job Description In this role, you will provide operational and/or financial risk management by leading the organization in critical risk control development and day-to-day risk oversight. You will also provide project support and lead process reviews identifying risk and developing solutions while maintaining regulatory and supervisory controls. Additional responsibilities include serving as escalation point of contact/ risk liaison by working closely with business leaders, staff, and external partners to ensure appropriate information exchange and to drive forward risk reducing recommendations and actions.

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