Officer - Listing Regulation and Enforcement

Responsibilities

• Provide operational and professional support in relation to the enforcement and disciplinary work of Listing Regulation and Enforcement Department
• Coordinate the provision of assistance to other regulators and enforcement agencies by responding to their requests for information and/or documents
• Manage, maintain and operate reports and databases, including strategic/regular reporting, conducting conflict and compliance history checks
• Provide administrative support, including management and production of case documents
• Draft documents and correspondence
• Assist in delivering a wide range of legal and non-legal projects undertaken by the Department

Requirements

• Bachelor's Degree in Law or a related discipline
• At least one year of experience as a paralegal at a law firm or comparable institution; a background in litigation or regulatory matters will be an advantage
• Diligent, well-organised, attentive to detail
• Energetic and willing to learn
• Proficient in conducting research
• Good team player with good interpersonal and communication skills
• Proficient in MS Word, Excel, Outlook and PowerPoint
• Working knowledge of the Listing Rules and knowledge of the securities industry and its practices including securities laws and accounting practices will be an advantage
• Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential.
• HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.
• Location:
• HK-ONE ES 43/F
• Shift:
• Standard - 40 Hours (Hong Kong SAR)
• Scheduled Weekly Hours:
• 40
• Worker Type:
• Permanent

Benefits

Additional Information

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all." Job Summary: You will support the Listing Regulation and Enforcement Department of Hong Kong Exchange and Clearing Limited, in discharging its regulatory functions. Job Duties:

Your Match

How well this role fits your profile.

Company Intel

What employees say

Worked at hkex? Share your experience