Senior Margin Professional

Responsibilities

• Escalate risk related issue to leadership timely. Execute on various risk-based models at the client account level and market risk factors.
• Analyze accounts with credit and risk issues associated with risky trading strategies and issue maintenance calls on accounts that fall below minimum margin requirements.
• Required Qualifications
• 1 - 3 years' relevant experience
• High School Diploma or GED
• Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications

Requirements

• Previous operations, processing, or customer service experience
• Strong problems solving and analytical skills
• Demonstrated ability to manage multiple priorities in a fast-paced, results-driven transaction-based environment
• Demonstrated understanding of company and industry regulatory requirements
• Excellent teamwork and strong written and verbal communication skills
• Ability to work in a time sensitive environment with great attention to detail, while achieving a high degree of accuracy
• Ability to understand and communicate complex issues
• Margin experience
• Series 7
• Visa Sponsorship
• Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
• In-Office Collaboration

Benefits

Additional Information

About Our Company We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Job Description In this role, you will be responsible for monitoring client accounts for House Calls, Federal Calls, and Day Trading Calls to help reduce market risk and volatility. You will review accounts for FINRA violations and related issues, including liquidations, 90‑day trading restrictions, and free riding. The position also involves reducing outstanding debt associated with both trade and non‑trade activity, while providing effective communication and timely responses to advisors and clients. You will ensure that all transaction requests are handled with minimal direction and that operations remain seamless and comprehensive. Additionally, you will collaborate with business partners to research and resolve issues accurately and promptly and work closely with Compliance and Risk teams to monitor guidelines, regulatory policies, procedures, and trade corrections.

Your Match

How well this role fits your profile.

Company Intel

What employees say

Worked at ameriprise? Share your experience