AVP - Compliance (Listed FI)

About the role

Reporting to the Head of Compliance, you will play an integral part in strengthening the organisation's compliance culture and frameworks. Your responsibilities will span the full breadth of compliance operations, including regulatory risk assessments, compliance reviews incorporating staff dealing controls, self-assessments, and compliance training programmes. You will provide expert compliance advice to business and support units on complex initiatives with significant regulatory implications, with particular focus on the Securities & Futures Act and applicable international regulations. The role also involves constructive engagement with the organisation's regulators in the context of its status as a regulated entity.

Requirements

• Good Bachelor's Degree in Law, Accounting, or a Finance-related discipline
• At least 6-10 years of experience in financial regulatory or compliance work
• Professional compliance qualifications are advantageous
• Strong analytical and problem-solving skills
• Excellent written, verbal, and interpersonal communication skills
• Strong organisational skills with the ability to manage multiple workstreams concurrently
• Articulate, persuasive, and able to build effective partnerships with internal stakeholders and senior executives
• Up to date with regulatory and legal developments in the financial services industry
• A collaborative team player
• Interested candidates are invited to send their CV to nicole@licoresources.com, quoting reference A07241.
• We regret that only shortlisted candidates will be notified. Data provided is for recruitment purposes only.
• EA Licence No. 13C6733 | EA Registration No. R1333454

Additional Information

Our client is a leading listed financial institution with a significant presence in Singapore's financial markets. This is an opportunity to join a high-calibre compliance function with broad regulatory scope and meaningful engagement with senior stakeholders.

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