Financial Operations Associate

Responsibilities

• Review and approval of shareholder and DTC presentations related to various stock transfer transaction types including:
• Routine and non-routine transfers
• Inheritance transfers
• Gift transfers
• Cost basis processing
• DTC processing (DWAC & DRS)
• DRIP/DSPP plan enrollments
• New issuances of stock
• Restricted stock transfers
• Work on special projects within the unit to gain efficiencies and reduce costs.
• Partner with other departments to resolve and remediate day to day issues that may arise.
• Assist with testing requirements resulting from system enhancement initiatives.

Requirements

• Bachelor's degree or equivalent experience preferred;
• 1+ years of prior Transfer Agent experience or Financial industry experience preferred;
• You should have strong MS Excel experience.
• Be detail oriented and able to recognize errors in own work as well as the work of others;
• Be able to multitask and prioritize critical items before all other daily tasks;
• Be able to demonstrate high levels of initiative and motivation while also championing teamwork to manage to SLAs;
• Possess exceptional writing skills, with experience in drafting sympathetic responses;
• Possess the ability to monitor daily activities and proactively intervene when necessary to ensure accurate and timely responses; and
• Have time management and data entry skills.
• Hourly rate: $26 - $28 per hour. Bonus Eligible.
• Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education.
• Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings.
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• Use of AI in Hiring
• US applicants: Click here to view the EEOC " Know Your Rights " poster.
• Disability Assistance
• If you need assistance or would like to request reasonable accommodations during the application and/or hiring process, please contact us at 888-237-7769 or by sending an email to BRcareers@broadridge.com .

Benefits

Additional Information

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We're seeking a Financial Operations to join our stellar team! You will be responsible for the daily processing of shareholder and DTC presentations related to various transfer agent activities. You will have the opportunity to review all paperwork associated with the presentation, and the subsequent processing or verification of the transactions.

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