VP, Investments Compliance Operations (open to remote)

Responsibilities

• Lead the operational execution of investment compliance by translating policies and regulatory requirements into executable controls, monitoring frameworks, and governance processes embedded across the investment lifecycle.
• Direct and develop a team of managers and professionals responsible for compliance operations, establishing clear accountability, performance expectations, and a culture of disciplined execution and continuous improvement.
• Lead the ongoing development of a scalable, technology-enabled Compliance Operations function, including process optimization, automation, and continuous enhancement of the operating model.
• Oversee guideline coding and compliance rule governance, ensuring accuracy, traceability to source policy, version control, and audit-ready documentation across all portfolios and mandates.
• Design, implement, and maintain a comprehensive compliance control framework spanning pre-trade, post-trade, settlement, servicing, and reporting, including defined exception thresholds, escalation protocols, and remediation standards.
• Provide enterprise oversight of pre- and post-trade compliance monitoring, ensuring timely investigation, resolution, documentation, and systemic remediation of breaches and recurring control failures.
• Deliver transparent and structured reporting on mandate compliance, exposure limits, and breach activity to Investment Leadership, Risk committees, and Legal and Compliance partners.
• Oversee compliance monitoring and attestation processes for third-party investment managers, ensuring adherence to mandates, regulatory requirements, and contractual obligations with appropriate evidentiary standards.
• Operationalize global, multi-jurisdictional, and reinsurance-specific compliance requirements, including trust structures, collateral eligibility, regulatory deposits, and entity-specific investment constraints.
• Ensure execution and governance of sanctions, watchlist, and restricted party screening across all investment activity, with defensible documentation and escalation pathways.
• Establish strong compliance data governance and data quality standards, partnering with Technology and Data teams to ensure accuracy, traceability, and end-to-end data lineage from source through reporting.
• Education and Experience
• Required
• Bachelor's degree required; Finance, Accounting, Economics, Law, or related field
• 12-15+ years of experience in investment compliance operations, investment operations controls, or regulatory oversight within asset management or insurance asset platforms.
• Deep understanding of investment guidelines, trade lifecycle mechanics, and compliance monitoring systems - Aladdin experience in particular.
• Experience operationalizing regulatory frameworks and dependency risks into executable controls.
• Strong executive communication skills and cross-functional leadership capability.
• Proven experience building or transforming compliance operating models, with a focus on checking capabilities - in particular in the fields of cross-border investment activities, product distribution, and documentation.
• Preferred
• CFA,

Benefits

Additional Information

You desire impactful work. You're RGA ready RGA is a purpose-driven organization working to solve today's challenges through innovation and collaboration. A Fortune 200 Company and listed among its World's Most Admired Companies , we're the only global reinsurance company to focus primarily on life- and health-related solutions. Join our multinational team of intelligent, motivated, and collaborative people, and help us make financial protection accessible to all. A Brief Overview The Vice President, Investment Compliance Operations leads the operational execution of investment compliance across the enterprise and provides strategic direction for the Investment Compliance Operations function. This role is accountable for translating policies established by the Legal and Compliance function into executable controls, monitoring frameworks, and governance processes embedded within the investment lifecycle, and for establishing functional priorities aligned to RGA's investment strategy. This is not a policy-setting role. Rather, it ensures that enterprise investment policies, regulatory requirements, and mandate constraints are systematically operationalized, monitored, evidenced, and enforced. The role is responsible for building and leading a dedicated Investment Compliance Operations function, including the design and institutionalization of a scalable operating model, team structure, and governance framework aligned with the continued growth and increasing complexity of RGA's global investment platform.

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