Senior Compliance Consultant (Regulatory Compliance)
External
Iqeq · Newcastle Upon Tyne, UKFull-timeOn-site1w ago
ComplianceDocumentationStakeholder Management
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Responsibilities
- You will manage and develop client relationships, acting as the primary point of contact and delivering ongoing compliance support
- You will lead and deliver client projects including compliance monitoring reviews, AML projects, regulatory change initiatives, and FCA mock visits
- You will provide expert regulatory advice, draft and review policies, procedures, and reports, and support RegData filings and compliance documentation
- You will design and implement risk-based monitoring programmes and ensure all compliance deliverables meet regulatory standards
- You will support and mentor junior team members while contributing to internal initiatives, knowledge development, and business growth
Benefits
Comprehensive remuneration: Motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profilePension Scheme: Generous employer contribution with the ability to allow and increase employee contributionsWellbeing: Additional social benefits such as private health and dental cover, life assurance, discounted gym membership, eye test and corporate GPAnnual leave: All our employees are entitled to 25 days paid leave, plus all UK public holidays. Enhanced maternity and paternity, including shared parental leave and adoption leaveFlexible working: We recognise the value of working flexibly and is keen to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangementsSupport and development: We will ensure you have the right training, tools and development plan to grow and improve your skills every day.You have experience in financial services, ideally within compliance consulting or a regulated environmentYou have strong knowledge of FCA regulations, including AIFMs, MiFIDPRU, and the FCA HandbookYou have a practical understanding of asset management, investment banking, or related sectorsYou have excellent communication and stakeholder management skills, with the ability to deliver solutions to clientsYou are degree educated or hold relevant professional qualifications (e.g. CISI), with strong technical skills in Microsoft Office toolsOUR COMMITMENT TO YOU AND THE ENVIRONMENTSustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders - including our employees, clients, and local communities - while also reducing our impact on our natural environment.We're committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success leads to our sustainability and success. We're emotionally invested in our clients right from the beginning.Health insuranceDental insuranceFlexible scheduleEquity / stock optionsParental leave
Additional Information
You will play a key role in delivering high-quality compliance consulting services to a diverse portfolio of clients. This is a client-facing position where you will lead projects, provide regulatory advice, and support the development of junior team members while contributing to a growing and dynamic business line.
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