Senior Officer, Operational Compliance Services

Responsibilities

• Review and validate AML/KYC/CDD/EDD documentation, risk assessments, and compliance conclusions with meticulous attention to detail
• Ensure regulatory compliance by reviewing FATCA/CRS classifications, validating regulatory reporting, and verifying escalation decisions
• Assess and validate complex client structures, including funds, companies, trusts, foundations, pension funds, and insurance entities, during initial and periodic reviews
• Monitor quality standards and review deadlines across all onboarding deliverables, documenting findings and identifying areas for improvement
• Provide guidance and on-the-job training to Client Services Teams on compliance matters, serving as a subject matter point of reference for onboarding enquiries
• ABOUT YOU
• You hold a degree in law or equivalent qualification, with professional certification such as ACAMS being advantageous
• You bring a minimum of 5 years' previous experience in a Client Due Diligence role, with demonstrated expertise in regulatory compliance and risk validation
• You possess in-depth knowledge of complex client structures including funds, companies, trusts, foundations, pension funds, insurance entities, and investor typologies
• You demonstrate proficiency in quality control, standardisation, and compliance documentation review with meticulous attention to detail and strong decision-making capabilities
• You exhibit excellent communication skills, accountability, and a supportive mentoring approach to team development, aligned with our Group Values of being Authentic, Bold, and Collaborative
• Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders - including our employees, clients, and local communities - while also reducing our impact on our natural environment.
• We're committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients' sustainability and success leads to our sustainability and success. We're emotionally invested in our clients right from the beginning.

Benefits

Additional Information

JOB SUMMARY A review position responsible for ensuring quality and accuracy of AML/KYC and FATCA deliverables across all complexity levels. This role reviews compliance documentation, validates risk assessments, and provides technical input while ensuring adherence to regulatory standards.

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Company Intel

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