Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance

Responsibilities

• Working proactively with stakeholders, you'll make sure that compliance breaches are remediated in order for the business area to remain within agreed risk appetite statements.
• You'll also be:
• Providing oversight of the team to ensure complete, accurate and timely reporting of trade and transaction submissions across multiple asset classes
• Acting as Chair of the governance forums, to make sure daily processes are being completed within agreed service level agreements
• Monitoring and challenging exception management, reconciliations, controls and process issues, as well as investigation and remediation plans
• Providing root-cause analysis of reporting issues, as well as impact and materiality assessments
• Supporting operational readiness and preparation for new and changed regulations
• The skills you'll need
• In addition, you'll need:
• Strong experience in Regulatory reporting and assurance along with good understanding of investment banking products.
• Good understanding of the front to back processes in order to maintain a stable and controlled regulatory reporting environment
• The ability to build, develop and engage strong relationships with stakeholders
• An excellent understanding and appreciation of risk and control frameworks, including process documentation, control documentation and supervisory frameworks
• Hours
• 45
• Job Posting Closing Date:
• 02/07/2026

Additional Information

Join us as a Trade & Transaction Reporting Manager VP, Regulatory Reporting Assurance We'll look to you to provide oversight on daily trade and transaction reporting processes, making sure that they adhere to the control framework and comply with regulatory obligations You'll provide input into regulatory reporting initiatives, through your expertise and knowledge of regulations, data analysis and issue remediation As a key member of our team, you'll enjoy extensive collaboration and can expect great visibility for you and your work We're offering this role at vice president level

Your Match

How well this role fits your profile.

Company Intel

What employees say

Worked at Royal Bank of Scotland? Share your experience