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M1 - Manager

External
broadridge logoBroadridge · Bengaluru-epip Industrial Area
Full-timeOn-site6d ago
ComplianceExcelLeadershipProcess ImprovementRisk ManagementSAFe
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Responsibilities

  • Lead reconciliation teams across multiple functions including FOBO reconciliation , MF reconciliation , cash, trade, position, and nostro reconciliations.
  • Ensure operational excellence, quality, control compliance, and SLA adherence across all reconciliation activities.
  • Provide strategic oversight on break management, exception reporting, aged items, and operational risk mitigation.
  • Partner with senior stakeholders across front office, operations, finance, technology, risk, audit, custodians, and fund administrators.
  • Drive transformation initiatives including automation, process redesign, migrations, and productivity improvement.
  • Ensure robust governance and control framework for FOBO and MF reconciliation processes.
  • Review team capacity, resourcing, and productivity metrics to optimize delivery.
  • Lead audit responses, control reviews, and remediation planning.
  • Develop team leads, managers, and analysts through coaching and performance management.
  • Present operational updates, risks, and improvement initiatives to senior leadership and clients.
  • Required Skills & Qualifications
  • Bachelor's degree in Finance, Accounting, Commerce, Economics, or related field; postgraduate qualification preferred.
  • 8-12+ years of experience in investment banking/financial operations reconciliations.
  • Strong expertise in FOBO reconciliation , MF reconciliation , and broader investment banking reconciliation operations.
  • Proven leadership in managing teams, stakeholders, controls, and transformation programs.
  • Strong governance, audit, risk management, and operational oversight capabilities.
  • Excellent communication, people management, and decision-making skills.
  • Experience with reconciliation tools and automation platforms preferred.
  • Experience in IntelliMatch is an added advantage.
  • Common Preferred Skills Across All Levels
  • Strong knowledge of:
  • FOBO Reconciliation
  • MF Reconciliation
  • Cash Reconciliation
  • Trade Reconciliation
  • Position Reconciliation
  • Nostro Reconciliation
  • Custody Reconciliation
  • Suspense Account Reconciliation
  • Understanding of investment banking products, mutual fund operations, and trade lifecycle
  • Break investigation, exception management, and root cause analysis
  • Knowledge of control framework, audit readiness, and risk mitigation
  • Proficiency in Excel and reconciliation/reporting tools
  • Strong communication and stakeholder management
  • Experience with IntelliMatch preferred however, TLM is also fine
  • Key Competencies
  • FOBO reconciliation expertise
  • MF reconciliation knowledge
  • Break investigation and closure
  • Exception management
  • Root cause analysis
  • Process improvement and automation
  • Risk and control awareness
  • Stakeholder management
  • Team collaboration and leadership
  • Reporting and MIS
  • Use of AI in Hiring

Additional Information

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. Team Manager - Investment Banking Reconciliation


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