Senior Associate Settlements (Hybrid - Newark, NJ or Edgewood, NY)

Responsibilities

• RAD Management
• DK's
• Free receives
• Resolve DVP/RVP differences
• SPO processing
• Pair offs as required - directed by M/O and counterparty interaction
• EOD BalanB uy-in processing
• Fail Control & Reporting
• FINRA Extension filing
• RegSho 204 Reporting
• Obligation Warehouse activities including Recaps
• Stock & Cash breaks reconciliation
• New Issue processing - Strictly settlement processing and fails management
• ETF Settlement Processing
• Deposit and Withdrawal at Custodian (DWAC) for Buybacks and Conversions

Requirements

• 2-5 years of DTC Settlements experience
• Bachelor's degree/equivalent experience
• A driven individual who is looking for self and process improvement
• A willing learner who is open to new ideas and concepts
• Ability to meet and deliver positive work on strict deadlines
• Ability to strengthen bonds and communicate effectively and clearly with both colleagues and clients
• Self-motivated individual who wants to push themselves towards excellence
• A responsible and reliable person personally and professionally
• BPS, IMPACT, DTC Settlements Web, DTCC Portal: Smart Track, Clearing Dashboard, Obligation Warehouse as a benefit
• Compensation Range: The salary range for this position is between $43.00 per hour - $45.00 per hour
• Bonus Eligibility: Bonus Eligible
• Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education.
• Benefits Information: Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings.
• All Colorado employees receive paid sick leave in compliance with the Colorado Healthy Families and Workplaces Act and other legally required benefits, as applicable. Apply by clicking the application link and submitting your information. The deadline to apply for this role is August 1, 2026
• #LI-JS2
• Use of AI in Hiring
• US applicants: Click here to view the EEOC " Know Your Rights " poster.
• Disability Assistance
• If you need assistance or would like to request reasonable accommodations during the application and/or hiring process, please contact us at 888-237-7769 or by sending an email to BRcareers@broadridge.com .

Benefits

Additional Information

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We are seeking a Sr. Settlements Associate to provide outsourced operational and transactional business process support for Fails Management across DTC and FED settlements. In this role, the associate is responsible for delivering high-quality service and strong operational performance in alignment with both client needs and contractual requirements. The position supports a range of routine back-office functions, including data entry, order and application processing, document verification, accounting support, and the preparation of mailings. Success in this role requires a strong focus on accuracy, efficiency, and the timely handling of high-volume, transaction-oriented work, with decision-making guided by established procedures and greater autonomy exercised as experience and responsibility increase.

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