Compliance Associate
External$75K–$95K/yrFull-timeOn-siteToday
Compliance
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About the role
Support firm-wide compliance by managing employee registration and licensing (FINRA/NFA), administering compliance databases, tracking attestations and projects, coordinating regulatory training, assisting with internal/external exams, and working with business teams to resolve compliance matters. Role is hybrid Chicago-based and designed for growth into broader compliance responsibilities.
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Company Intel
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