Manager, Financial Controls & Ethics

Responsibilities

• Lead SOX Strategy & Execution
• Plan the annual SOX certification process, including risk assessment and scoping
• Oversee SOX testing (including IT dependencies) and ensure high-quality, defensible workpapers
• Evaluate control deficiencies, perform root cause analysis, and assess financial reporting impact
• Strengthen Controls & Drive Improvement
• Track remediation, validate completion, and recommend process improvements
• Support SOX integration for newly acquired stores
• Advise business partners on control design, documentation, and financial reporting risks
• Enhance Efficiency & Innovation
• Identify opportunities to improve controls through data analytics, automation, and emerging technologies
• Contribute to evolving methodologies and best practices
• Lead Ethics & Investigations
• Monitor fraud and ethics trends using proactive risk indicators
• Manage intake, triage, and investigation of ethics concerns
• Deliver clear, executive-ready investigation summaries and track remediation
• Develop & Lead Talent
• Lead, coach, and develop a team of SOX and controls professionals
• What You Bring
• Proven experience leading and developing teams in SOX, internal controls, audit, or financial compliance (typically 6+ years)
• Strong foundation in SOX/ICFR and financial controls, with the ability to guide rather than execute day-to-day details
• Demonstrated ability to influence leaders and drive alignment across cross-functional partners
• Experience supporting ethics, fraud, or compliance investigations with sound judgment and discretion
• Strategic mindset with strong problem-solving skills and a focus on continuous improvement
• Excellent communication skills, including the ability to deliver clear, executive-ready insights
• CPA required
• We offer a comprehensive benefits package designed to support you and your family, including:
• Competitive pay
• Medical, Dental and Vision Plans
• Paid Holidays & PTO
• Short and Long-Term Disability
• Paid Life Insurance
• 401(k) Retirement Plan
• Employee Stock Purchase Plan
• Lithia Learning Center
• Vehicle Purchase Discounts
• Wellness Programs
• For a more detailed view, visit: www.totalrewards.lithiadriveway.com .

Benefits

Additional Information

Dealership: L0105 Lithia Home Office Lithia & Driveway | Manager, Financial Controls & Ethics At Lithia & Driveway (NYSE: LAD) our success is fueled by our high performing teams delivering Auto Done Easy for our customers. We create simple, transparent, and convenient customer experiences throughout the vehicle-ownership lifecycle by leveraging our hundreds of store locations and our key adjacencies - Driveway, DFC, and GreenCars. We've built a retail model that champions entrepreneurial leadership, Growth Powered by People , and a strategy that creates possibilities and pushes us to reach our potential. We're looking for a Manager, Financial Controls & Ethics to play a critical leadership role in shaping and safeguarding our financial control environment while championing ethical business practices across the organization. Location: Remote (PST preferred) Compensation Range: $100,000-150,000- Actual pay may vary based on skills, experience, job-related knowledge, and location. Final compensation will be determined during the interview process in accordance with applicable pay equity and transparency laws.

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