Regulatory Compliance Manager

Responsibilities

• If this is what you are looking for, look no further and be ready to take this leap of faith by giving your 120%! This is just the beginning as we are excited to work with you to shape this into something extraordinary!
• Lead the Regulatory team to ensure day-to-day deliverables are completed per expectations
• Prepare regular and ad-hoc reports to management and key stakeholders
• Perform regular and ad-hoc assurance reviews
• Assist in developing, enhancing and implementing policies, procedures and control assessments
• Conduct trainings on a regular basis to enhance competency of the employees and agency
• Ensure the Company is in compliance with all relevant laws and regulations (e.g. notices and circulars) issued by the Authorities

Requirements

• Degree with at least 5 years of regulatory compliance or audit roles in the financial industry
• Ability to multitask, work under pressure and remain agile in a fast-paced environment
• Resourceful and a strong team player
• Good report writing and presentation deck preparation abilities
• Strong communication skills
• Understanding of the relevant regulations, including the FAA and LIA guidelines
• Critical thinking
• Time management and prioritisation
• Responsible and takes personal ownership
• Positive mindset

Additional Information

ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER? Be ready to embark on a journey which offers you an exciting opportunity! HERE'S A SHORT INTRO OF WHO WE ARE Since 2005, finexis has been more than just a financial services provider - we are lifelong confidantes, guiding clients through every stage of their financial journey. As the largest and fastest growing independently-owned financial advisory firm in Singapore, we are proud to have over 900 consultants and staff, $1 billion in assets under advisory, and strategic partnerships, that establish us as a market leader in personalised financial services. We deliver tailored financial solutions in wealth management, investment planning, and risk management, all driven by our mission to impact lives beyond finance.

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