AVP - Securities Regulatory Reporting (15c3-1 and 15c3-3)

About the role

In this position, you will leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures. Regulatory Reporting, responsibilities including: Preparation of daily 15c3-1 daily net capital computation for all regulated entities. Weekly and month end preparation of the 15c3-3 customer reserve calculation. Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals. Run and manage Axiom software for regulatory haircuts and charges. Prepare the monthly and quarterly regulatory reports. Reconcile trade details to general ledger to ensure adequacy of accounting records. Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports. Maintenance/update procedure documentation related to new regulatory requirements to ensure firm's compliance. Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions Ad hoc projects and reporting, as requested.

Requirements

• DataIku or Alteryx experience is a plus.
• Regulatory or Accounting experience in the financial industry.
• Series 27 must be obtained prior or after employment.
• Bachelor's degree in Accounting or Finance preferred.
• Microsoft Excel proficient
• #LI-Hybrid
• Other requirements
• Company Overview
• Mizuho Americas offers a competitive total rewards package.
• We are an EEO/AA Employer - M/F/Disability/Veteran.
• We participate in the E-Verify program.
• We maintain a drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.
• #LI-MIZUHO

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