Maintain, update, and enforce product policies, standards, and documentation.
Serve as subject matter expert on financial planning and advice policies, answering questions from the field and home office.
Partner with internal stakeholders to ensure regulatory requirements and internal control expectations are understood and met.
Execute and/or coordinate business actions required for the department's written supervisory procedures (WSPs) and investment adviser policies and procedures (IAP&Ps).
Coordinate annual update to the AFPS Client Disclosure Brochure and associated supplements.
Actively manage relationships with Legal, Compliance and Supervision partners.
Support ongoing product governance activities, including reviews, approvals, and reporting.
Identify and recommend changes to policies and procedures.
Assist in complex analytics and problem solving.
Support team initiatives and cross-organizational projects.
Required Qualifications
Bachelor's degree or equivalent experience
5+ years of experience in financial services, compliance, risk management, or related field
Experience supporting audits, compliance testing, or control activities
Strong written and verbal communication skills, with the ability to influence and partner across functions
Requirements
Prior experience serving as a compliance subject matter expert
Experience working with cross‑functional teams including Legal, Risk, Compliance, and Technology
Working knowledge of financial planning and associated regulatory requirements
Series 7 and Series 24
Base Pay Salary
Full-Time/Part-Time
Full time
Exempt/Non-Exempt
Exempt
Job Family Group
Marketing/Product Management
Line of Business
AFG Ameriprise Franchise Group
We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.
Benefits
Health insuranceDental insuranceVision insurance401(k)Paid time offPerformance bonus
Additional Information
About Our Company
We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.
Job Description
Join Ameriprise
This role serves as the Product Manager for the financial planning product, with the primary focus on compliance and risk management. The Product Manager will lead compliance-related testing and audit activities, serve as the subject matter expert, and ensure policies and controls are maintained to support regulatory and business requirements.
Ameriprise · Minneapolis, MN