Associate Principal, Credit Risk Management Projects & Reporting

Responsibilities

• Primary Duties and Responsibilities:
• To perform this job successfully, an individual must be able to perform each primary duty satisfactorily.
• Support CORE team with analysis of ongoing creditworthiness of counterparties and escalate issues requiring enhanced surveillance to department management and internal working groups so appropriate actions can be taken.
• Support CORE team with analytical solutions to assist with financial statement analysis, including identifying levels and trends in key metrics and ratios.
• Work closely with department management on projects, cross-department collaboration, and mentoring of colleagues. As appropriate, lead high priority department projects with minimal oversight by department management.
• Support CORE team with critical, time-sensitive, and/or complex counterparty inquiries requiring data collection or analysis.
• Develop, maintain, enhance, and adhere to written policies and procedures
• Participate in and lead procedure-related control testing activities and identify opportunities for improving the control environment
• Supervise and confirm adherence to regulatory reporting obligations
• Work with internal and external stakeholders to support audits/exams
• Supervisory Responsibilities:
• None

Requirements

• The requirements listed are representative of the knowledge, skill, and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the primary functions.
• Demonstrated analytical and problem-solving skills and the ability to work in a collaborative environment
• Familiarity with financial statements, brokerage statements, and accounting records
• Proficient knowledge of the financial services industry, including the financial, market, liquidity and operational risks of broker-dealers, futures commission merchants, commercial banks, pension funds, and financial market utilities
• Proficient understanding of securities markets, derivatives, and option trading strategies
• Track record of independently managing and successfully completing high visibility projects
• Excellent organization skills - must be detail oriented
• Strong verbal and written communication skills, with proven ability to work and converse with executive level management
• Strong Mathematical skills and financial acumen
• Ability to work well under pressure with multiple priorities and time-sensitive deadlines
• Track record of accomplishments while leading a team, delegating and prioritizing work assignments, and ensuring team efficiency preferred
• Technical Skills:
• Intermediate-to Advanced in Microsoft Office, including Excel experience using lookups and

Additional Information

To be considered for this position, applications and resumes are accepted only through our careers site by directly applying to the posted job. We do not accept unsolicited resumes or sales solicitations from staffing agencies. Any OCC employee wishing to submit a referral must do so through their Workday account. Any resume submitted outside of an active job posting will not be considered for employment.

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