Create and maintain the Annual Financial Crimes test plan covering the different risk areas
Coordinate day to day execution with offshore Testing team
Own and update testing framework and supporting templates to be in-line with regulatory requirements and industry standards
Conduct testing and monitoring activities, including developing test plans, test data collection, develop test instructions, and performing adequacy review of policies and procedures
Execute hands on testing both functional as well as backend SQL, based on the control setup
Analyze test results and summarize a list of meaning risk-based observations
Communicate deficiencies to the business and key stakeholders and exercise credible challenge.
Assist with preparing executive reports summarizing test results and conclusions
Provide support with the maintenance of Global Financial Crimes Control Library
Develop Testing and Monitoring metrics, and contribute to department reporting
Work collaboratively with stakeholders across the Financial Crimes Compliance program and Engineering teams
Perform qualitative and quantitative analysis on Financial Crimes control data to assess risk and impact
Requirements
Bachelor's or Master's Degree
Knowledge of AML and trading products (Equities, Options, Futures, FOREX, and Crypto) as well as applicable industry standards
Experience with SQL, Jira and JQL queries
Experience in US and Foreign AML Regulatory regimes
Understanding of financial crimes data and Software Development Life Cycle ("SDLC")
High degree of comfort and fluency of how technology is applied to business and regulatory problems
Excellent oral and written communication skills
Detail-oriented with organizational and project management skills
ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
To be successful in this position, you will have the following:
Self-motivated and able to handle tasks with minimal supervision.
Superb analytical and problem-solving skills.
Excellent collaboration and communication (Verbal and written) skills.
Outstanding organizational and time management skills.
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Benefits
Health insuranceDental insuranceVision insurance401(k)Paid time offRemote work optionsEquity / stock optionsPerformance bonus
Additional Information
Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
This is Hybrid role (4 days in office /1 day remote)
Ibkr · Chicago, IL