Additional Information
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Core Specialty, through its subsidiary insurers, offers a diversified range of specialty insurance products for small to mid-sized companies. Our culture emphasizes a "bring-it-on" attitude, quick action with intent, problem solving with expertise, and personal accountability.
Core Specialty is looking for a Deputy General Counsel focused on issuer-side securities reporting and compliance to directly support Core Specialty's businesses to ensure the continued success of the organization and to build for the growth that is expected in the future. This Deputy General Counsel role is an exciting opportunity for a high performer with advanced, sophisticated skills and an entrepreneurial spirit to make meaningful, high-visibility impacts across the organization. An attorney who appreciates and prefers a collaborative, teamwork-oriented approach to the practice of law will be the ideal candidate for this position, which reports to the General Counsel of Core Specialty.
Key Accountabilities/Deliverables:
Lead all securities law compliance efforts, including Exchange Act and Securities Act filings, stock exchange rules, and disclosure controls tailored to insurance‑specific reporting.
Oversee preparation and review of Forms 10‑K, 10‑Q, 8‑K, proxy statements, Section 16 filings, and registration statements, ensuring alignment with statutory accounting (SAP) and GAAP considerations.
Partner with regulatory counsel and compliance, as appropriate, with respect to insurance regulatory reporting intersections, including risk‑based capital (RBC) considerations, ORSA‑related disclosures, and rating agency interactions.
Provide legal guidance on capital markets transactions, including surplus notes, debt offerings, equity raises, and reinsurance‑related financing structures.
Manage insider trading compliance, blackout periods, and training for employees and directors.
Partner with investor relations and finance on earnings cycles, disclosure controls, and shareholder engagement initiatives.
Advise on matters that involve the intersection of securities with corporate governance, including board and committee support, executive compensation matters, governance policies, and annual meeting preparation.
Manage outside counsel and ensure efficient use of legal resources.
Technical Knowledge and Understanding:
Deep knowledge of SEC regulations, public company reporting, and disclosure controls frameworks.
Strong understanding of securities transactions and legal issues affecting capital treasury functions.
Exceptional communication skills and business judgment.
Corespecialtyinsurance · Cincinnati, OH