Compliance Analyst

Benefits

Additional Information

As one of the world's leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, intelligent colleagues, and exposure across a global footprint, come explore your potential at Invesco. Job Description Your Team The Global Ethics Office (GEO) operates as a sub-function within Global Compliance and is an integral part of the India Compliance team. Based in Hyderabad, the team provides critical operational and strategic support to GEO across regions. Your Role This role will primarily support the Global Ethics Office (GEO) teams across the APAC and EMEA regions, with flexibility to extend support to additional regions, including the U.S., based on evolving business requirements. The responsibilities outlined below are indicative of the scope of work for this position. This role will be part of the Hyderabad-based Global Ethics Office team, which delivers specialized support and services to GEO teams globally. The Compliance Analyst will be responsible for supporting GEO activities across APAC and EMEA regions (based on business requirements). Key responsibilities include managing trade executions, reviewing monthly statements, maintaining data within STAR Compliance, and preparing detailed and insightful reports to support decision-making and compliance oversight. You will be responsible for: Provide comprehensive support for GEO activities across APAC and EMEA, with the ability to scale to other regions as needed. Deliver ongoing employee support and guidance by addressing queries related to personal trading policies through designated support channels and assisting with internal compliance systems and processes. Review employee transaction confirmations, process trade-related activities, and analyze periodic statements to identify potential conflicts in line with the Code of Ethics. Perform transaction monitoring and validate trading activity against supporting documentation to ensure adherence to compliance requirements. Review and assess personal trading pre-clearance requests, determining approvals or rejections in accordance with established policies and guidelines. Support broker governance activities, including coordination and reconciliation processes-such as maintaining approved broker account mappings, facilitating closure of non-approved accounts, and resolving data discrepancies. Monitor and track completion of employee compliance requirements, including periodic disclosures, reporting obligations, and certifications. Support internal and external audit requests by compiling, validating, and presenting relevant compliance data for management review. Handle highly confidential employee information with a high degree of integrity, ensuring compliance with data privacy and information security standards. Assist in preparing consent documentation required to obtain employee trading data from external brokers, where applicable. Review system-generated compliance cases, identify potential policy breaches, and support resolution, including closure of non-actionable or false-positive cases. Maintain and document standard operating procedures (SOPs), workflows, and role-specific responsibilities for activities managed from Hyderabad. Track, analyze, and report key performance indicators (KPIs) for compliance operations, ensuring accurate record-keeping and audit readiness. Partner with global compliance teams and participate in regular meetings to support cross-regional operations. Escalate issues and exceptions to appropriate levels of management in a timely manner. Support special projects and perform ad hoc tasks as required. The Experience You Bring 2-4 years of related work experience with investment advisor, mutual fund group or any financial service industry; preferably in compliance or regulatory environment. Knowledge of Financial products and Mutual fund industry will be added advantage Understanding of trading principles and fundamentals Ability to provide accurate, direct and practical advice to business in a timely fashion Good oral and written communication skills; must be able to confidently collaborate with various departments within the firm Strong analytical skills and attention to detail Flexible and adaptable attitude with a strong emphasis on compliance with rules and regulations Team player Proficiency in MS Office suite of application Familiarity with employee trading system and compliance components such as STAR Compliance, Charles River, & Bloomberg would be given preference. Academic requirements MBA or Degree in Commerce/Finance Working Conditions: Normally work hours will be 12.30 pm to 09.30 am, however hours may vary depending upon the process requirement from time to time. Full Time / Part Time