Internal Auditor

External

Q2ebanking · Austin, TX

Full-timeHybridToday

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About the role

The Internal Auditor is an individual contributor within the Internal Audit team responsible for performing audit engagements including U.S. Sarbanes-Oxley (SOX) Compliance testing. You will maintain and execute our SOX IT testing program. This role will require a working knowledge of SOX which includes planning, testing, remediation, and follow-up of IT General Controls (ITGC) and Automated Controls. This position will contribute significantly to IT SOX testing efforts as well as supporting key operational and integrated risk-based audits. This role will also focus on assessing risks across the organization by engaging with leaders across our business including IT, accounting, finance, human resources, sales, marketing, and legal. From these relationships you will contribute to the development of internal audit's project plan that includes advisory and assurance projects.

Responsibilities

Executes SOX IT testing program, including conducting walkthroughs, analyzing audit evidence, executing controls testing, identifying, and defining issues, and documenting business processes and procedures.

Support the creation of status reports and planning materials and assist with overall SOX IT program management.

Conducts risk assessments including the identification of controls and testing attributes

Collaborate closely with internal and external stakeholders for the SOX IT Program.

Lead new and ongoing internal audit projects by providing assurance and advisory services on processes, controls, and risk mitigation measures, including the creation of audit reports, and closing meeting materials and assist with project wrap-up.

Identify and communicate operational audit findings with key business partners

Develops content of audit report including issues and recommendations

Completes assigned responsibilities following audit standards

Builds knowledge of various business systems, applications, and/or audit tools to create queries and ad hoc reports

Partner with internal and external audit teams to ensure a timely and efficient testing approach and issue resolution

Conducts or assists with leading special reviews, investigations, monitoring activities, and work for external auditors and/or regulators

Communicates effectively with all levels of management

Suggests alternatives for process improvements

Conducts follow-up activities to ensure effective remediation by management

Builds and develops cross-functional relationships

EXPERIENCE AND KNOWLEDGE

Typically requires a Bachelor's degree in Accounting, Finance, Information Technology, or another relevant field

Thorough understanding of SOX requirements

2+ years of experience in audit, accounting, financial, banking, and information technology.

Demonstrated experience leading internal audit projects in compliance with the Institute of Internal Auditors standards, managing SOX walkthroughs and performing SOX testing.

Intermediate business acumen in business operations, industry practices, and emerging trends

Demonstrated ability to communicate complex concepts across multiple disciplines

Functions as a subject matter expert in areas of accounting (e.g., GAAP), FinTech industry requirements (e.g., agile software development, NIST), or financial compliance (e.g., FFIEC) Intermediate skills in Microsoft Excel, Word, PowerPoint, and Outlook, Power BI and/or other tools to analyze issues and trends

Exceptional work ethic, efficient and accurate

Ability to operate independently and proactively with minimal up-front instruction and take ownership of work product; driven, diligent, and self-motivated

Excellent time management skills and ability to work independently or as part of a team

Excellent communication skills with a customer service focus

Trustworthy and discreet with confidential financial and employee data

This position req

Internal Auditor

About the role

Responsibilities

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