Sr Trade Corrections Prof
ExternalPrepare for this interview
EliteAI-generated questions, company research, and talking points tailored to this role
Responsibilities
- Responsible for timely and accurate resolution of trade correction cases. Analyze account activity, determine cause of error and take appropriate action to correct trading activity.
- Work with both internal and external business partners to research and resolve issues, troubleshoot and provide seamless service. Provide support to other team members as necessary.
- Identify root cause of trade correction errors and provide solutions as appropriate. Conduct trend reporting and participate in problem solving sessions for continuous process improvements.
- Required Qualifications
- Education: High school or GED
- *Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for
- education and experience
- Previous operations, processing or customer service experience.
- Strong attention to detail, including demonstrated ability to meet accuracy standards in a high-volume processing situation.
- Ability to research and resolve problems.
- Demonstrated ability to manage multiple priorities in a fast-paced, results driven, transaction-based environment.
- Ability to effectively and professionally communicate with internal business partners and advisors.
Requirements
- Trading activity expertise.
- Understanding of Thomson, BETA, COLA, APL, and various other internal systems (Nice, DocX).
- Visa Sponsorship
- Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).
- In-Office Collaboration
- Base Pay Salary
- Full-Time/Part-Time
- Full time
- Exempt/Non-Exempt
- Non-Exempt
- Job Family Group
- Business Support & Operations
- Line of Business
- CLEAR Clearing
- We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.
Benefits
Additional Information
About Our Company We're a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world. Job Description Process trade corrections. Analyze and correct entries for various product types, including mutual funds, securities, cash, bonds, and managed accounts, through various internal processing systems. Work with both internal and external business partners to research and resolve issues in an accurate and timely manner. Ensure processing of transactions follow industry rules/regulations and internal compliance procedures.
Your Match
How well this role fits your profile.
Company Intel
What employees say
Worked at ameriprise? Share your experience