Analyst/ Associate, KYC & Onboarding, Asset Management

Requirements

• Bachelor's degree in business, finance, or equivalent education
• At least 3 years of experience in KYC/CDD review in banking and finance industry
• Attentive to details, diligent, independent and able to work under pressure
• Self-motivated and work as a team player with good communication skills
• Good command in written and spoken English and Cantonese
• Business level Putonghua as a minimum
• Stay informed on CITIC CLSA Job Opportunities
• Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.

Additional Information

Key Areas of Responsibilities Responsible for the Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, including end-to-end new account opening and periodic reviews of existing clients. Ensure that all onboarding and review activities comply with Anti-Money Laundering (AML), Tax Evasion, and Countering the Financing of Terrorism (CFT) regulations and guidelines. Conduct thorough sanity checks and collaborate with the Key Responsible Manager (KRM) to validate the customer's information. Conduct name screening and ensure all adverse news has been cleared, documented, and escalated appropriately. Effective communication with Compliance, Legal, Key Responsible Manager (KRM), Product Development Team, and other relevant stakeholders regarding documentation requirements, ensuring adherence to regulatory standards and procedures. Maintain accurate and complete records of the KYC information and documentation in the relevant systems in a timely manner. Ensure to deliver high quality service to internal clients in a professional and efficient manner.

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Company Intel

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