Compliance Manager - Retail Trading Platform

About the role

You'll provide independent oversight, advisory support and constructive challenge across financial promotions and wider business activity. You'll work closely with marketing, product and commercial teams - helping them deliver compliant, customer-focused communications at pace, without losing sight of regulatory expectations. This is a role for someone who enjoys being close to the business and influencing outcomes, rather than operating purely as a gatekeeper.

Responsibilities

• Review and approve financial promotions in line with FCA requirements (Consumer Duty, COBS, FSMA)
• Provide clear, pragmatic compliance advice across campaigns, digital content and client communications
• Partner with stakeholders on new products, product changes and strategic initiatives
• Balance regulatory requirements with commercial objectives and risk appetite
• Support improvements to financial promotions governance, controls and processes
• Deliver guidance and training to enhance first-line understanding and reduce rework
• ? About You
• 5-8 years' compliance experience within financial services
• Strong background in financial promotions review and approval
• Detailed knowledge of UK regulatory requirements (FCA, Consumer Duty, COBS)
• Experience working in fast-paced, commercially driven environments

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Company Intel

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