Compliance Manager FCC

About the role

At Fidelity, we've been helping Canadian investors build better financial futures for over 35 years. We offer individuals and institutions a range of trusted investment portfolios and services - and we're constantly seeking to find new and better ways to help our clients. As a privately owned company, we boldly embrace innovation in all areas as we continue to grow our business into the future. Working with us means you'll be part of a diverse and dedicated group of people who make a real difference for our clients and communities every day. You'll have a wide range of opportunities to grow and develop your career in an inclusive environment where you'll feel valued and supported to be your best - both personally and professionally. Fidelity Clearing Canada (FCC) is the leading independent clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian brokerage arms of U.S.- based firms. For more information about Fidelity Clearing Canada, please visit https://clearing.fidelity.ca/ Role Overview The Compliance Manager (Trade Compliance) reports to the Manager, Trade Compliance and plays a key role in supporting and managing the daily operations of the Trade Surveillance program and Trade Desk Supervision. This position is responsible for managing critical functions, including the timely investigation of alerts generated by trade surveillance systems, regulatory reporting, and active participation in departmental initiatives. In this role, you will provide subject matter expertise to support system enhancements and procedural improvements, contribute to staff training, and develop metrics and reporting for periodic review. The Compliance Manager (Trade Compliance) will also support the ongoing maintenance and enhancement of policies and procedures and assist in the implementation of new compliance initiatives. The position involves direct participation in internal and external regulatory audits, helping to ensure adherence to evolving regulatory requirements. Additionally, the role includes providing backup support to team members by responding to general inquiries and reviewing operational requests, such as but not limited to fund movements, security pricing, security transfer. You will also contribute to broader Risk and Compliance functions as part of a collaborative team dedicated to navigating an increasingly complex regulatory environment.