We are currently looking for an MiFID Transaction Reporting Analyst. You will produce and oversee the MiFID Transaction Reporting (RTS22) submissions, as well as supporting the team with other regulatory submissions (MiFID Trade reporting, EMIR, SFTR, etc) and any new transaction based regulatory reporting as and when required in the future.
Responsibilities
Responsibility for the daily production, delivery and oversight of RLAM's MiFID Transaction Reporting BAU submissions
Undertake the associated BAU assurance activities in collaboration with compliance and RLAM's assurance partner.
Carry out remediation work as required where issues are identified across processes and reporting.
Review the existing reporting processes and control framework to identify enhancements and opportunities for continuous improvement.
Identify and deliver necessary reporting process change to maintain compliance with an evolving regulatory reporting and business change environment.
Participate in internal and external audits as well as regulatory inspections in relation to the firm's reporting obligations.
Completing daily & monthly reconciliations involving multiple sets of data to ensure regulatory compliance
Production of periodic MI for presentation on various board/committees as well as stats packs for external clients
Liaising with both external clients and internal departments for fast and accurate resolution of queries/exceptions.
What you bring
Knowledge of MiFID Transaction reporting obligations, relevant instruments, reporting technical standards and associated industry guidance
2 - 3 years' experience in a similar role
Prior experience in regulatory assurance / QA activities is an advantage.
Prior experience of MiFID reporting solutions is an advantage.
Demonstrable expertise in data analysis techniques, problem solving, root-cause analysis and clear communication of conclusions to senior management.
Experience of working within a regulatory driven agenda and assessing regulatory impacts to the business and Operations
Operating across businesses and functions, such as Compliance, Legal, Technology and the Business with demonstrable negotiation, influencing and relationship management skills
Communication skills and effective stakeholder management
What we offer you
A multifaceted job with a high degree of responsibility and a broad spectrum of opportunities
A broad range of professional education and personal development possibilities
A competitive salary and company benefits
The chance to work on some of the most challenging, relevant issues in financial services & technology
A work environment built on collaboration, flexibility and respect.
Privacy Statement
FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice .
Sourcing Model
#pridepass
Additional Information
Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.
Fis · Birm 51-53 Flr 1, UK