Assist with account opening, transfers and maintenance
Support advisors with research, data entry, and plan implementation
Maintain CRM records and ensure compliance
Partner with Financial Advisor to review clients' current portfolio design, understand client goals, enter client data, and conduct financial analysis.
Financial Planning Associate at Raymondjames
Evaluate overall individual and employer-based retirement needs, researches various options, and recommends planning alternatives.
Perform detailed document reviews; analyzes client information and situations across the financial planning spectrum to develop plan
Research information as necessary on a case-by-case basis
Prepare files for meetings with existing and new clients
Prepares, coordinates and follows through on any needed communication with new or existing clients
Respond to client questions by telephone, email and occasional personal visits.
Conduct research as needed related to basic income tax questions, estate planning, and other legal issues - requesting guidance when appropriate.
May participate in client presentations.
May open, transfer, and close customer accounts and maintain appropriate account records.
May obtain and verify the client's purchase and sale instructions, enter orders, and follow up on completion of transactions.
Ensure firm and regulatory policies are followed within compliance standards
Perform other duties and responsibilities as assigned.
Proficiency in:
CRM software
Microsoft Suite
Financial Planning software
Financial markets
Education/Experience Requirements
Bachelor's degree in a related field and three years' experience in the financial services industry with an emphasis on financial, retirement and estate planning field or in marketing these services
~or~
An equivalent combination of experience, education and/or training as approved by Human Resources
Licenses
SIE required provided that an exemption or grandfathering cannot be applied
Series 7
Series 63, 65 and/or 66 as required by state or ability to obtain within six months
Additional Information:
This position is 100% onsite in Bend, OR
Education
Bachelor's: Finance
Work Experience
General Experience - 13 months to 3 years
Certifications
Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Travel
Less than 25%
Workstyle
Resident
At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view.
We expect our associates at all levels to:
Grow professionally and inspire others to do the same
Work with and through others to achieve desired outcomes
Make prompt, pragmatic choices and act with the client in mind
Take ownership and hold themselves and others accountable for delivering results that matter
Contribute to the continuous evolution of the firm
At Raymond James - as part of our people-first culture
Benefits
Dental insuranceVision insurancePaid time offEquity / stock optionsPerformance bonusParental leave
Additional Information
Job Description Summary
Working together, Mainspring Wealth Advisors, LLC is pleased to provide clients with comprehensive financial planning and personalized wealth management. Every individual's strength and expertise are made stronger by the bonds of shared values. Throughout the office, respect is evident and care is taken to ensure that all voices are heard.
As we evolve, we are seeking a Financial Planning Associate who shares our vision and values. The ideal candidate has a strong work ethic, is a team player, and enjoys serving both our clients and the community.
If this resonates with you, we invite you to apply today!
Job Description
Raymondjames · Bend, Oregon - United States