AVP - Listing Regulation and Enforcement

Responsibilities

• To carry out pro-active monitoring of listed issuers and their compliance with their continuing listing obligations, identify complex issues and emerging market trends and resolve these issues
• To take an active role in the development of the department by encouraging and following through on operational improvement initiatives.
• To take lead in training and monitoring the progress of new/ junior team members, and also assist the team leader to identify the training needs of team members and assist their developments
• To lead or take an active role in department work and projects covering areas/ requiring skills in project management, data analytics, information technology, newsletter/ seminars as required
• To provide accounting, legal and other professional support to the work of the department, particularly with respect to the review of novel and complex accounting, legal, business and financial issues

Requirements

• Experience that demonstrates advanced knowledge of the Listing Rules and the securities industry and its practices including securities laws and accounting practices
• Strong interpersonal and presentation skills and knowledge of investigative techniques and procedures
• Good command of written and spoken English and Chinese. Proficiency in Putonghua is essential
• HKEX is committed as an Equal Opportunity Employer. Diversity is one of our core values and we look to support, respect diverse perspectives, abilities, culture and experiences within our workplace.
• Location:
• HKEX - Exchange Square
• Shift:
• Standard - 40 Hours (Hong Kong SAR)
• Scheduled Weekly Hours:
• 40
• Worker Type:
• Permanent

Additional Information

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development of our business and our markets is articulated in our purpose: "To Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all." Job Summary: Job Duties:

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